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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGE
1601
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$2.18M 0.01%
749
-425
-36% -$6.72K
YUMC icon
1602
Yum China
YUMC
$16.4B
$2.18M 0.01%
+83,477
New +$2.27M
AXON
1603
Axon Enterprise
AXON
$47.4B
$2.18M 0.01%
89,842
-19,058
-18% -$470K
LILAK icon
1604
Liberty Latin America Class C
LILAK
$1.69B
$2.18M 0.01%
120,138
+14,400
+14% +$289K
ECF
1605
Ellsworth Growth & Income Fund
ECF
$171M
$2.18M 0.01%
263,394
-5,330
-2% -$43.2K
TUP
1606
DELISTED
Tupperware Brands Corporation
TUP
$2.17M 0.01%
41,307
-4,643
-10% -$272K
STOR
1607
DELISTED
STORE Capital Corporation
STOR
$2.17M 0.01%
87,918
+10,223
+13% +$264K
ENVA icon
1608
Enova International
ENVA
$6.54B
$2.17M 0.01%
173,095
-113,519
-40% -$1.22M
WDR
1609
DELISTED
Waddell & Reed Financial, Inc.
WDR
$2.17M 0.01%
111,229
+54,723
+97% +$1.02M
SUNS
1610
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$2.16M 0.01%
131,647
+28,535
+28% +$462K
ENLK
1611
DELISTED
EnLink Midstream Partners, LP
ENLK
$2.16M 0.01%
117,482
-153,939
-57% -$2.68M
CENX icon
1612
Century Aluminum
CENX
$4.71B
$2.16M 0.01%
252,487
-612,821
-71% -$5.24M
HNW
1613
DELISTED
Pioneer Diversified High Income Fund
HNW
$2.16M 0.01%
134,846
+5,318
+4% +$84.6K
IPCC
1614
DELISTED
Infinity Property & Casualty C
IPCC
$2.16M 0.01%
24,582
+12,225
+99% +$1.04M
RSPP
1615
DELISTED
RSP Permian, Inc.
RSPP
$2.16M 0.01%
48,328
+1,558
+3% +$64.5K
SBGI icon
1616
Sinclair Inc
SBGI
$1.13B
$2.15M 0.01%
64,618
+5,788
+10% +$172K
ECHO
1617
DELISTED
Echo Global Logistics, Inc.
ECHO
$2.15M 0.01%
86,031
+34,691
+68% +$845K
SFBS
1618
ServisFirst Bancshares
SFBS
$4.99B
$2.15M 0.01%
57,476
+6,184
+12% +$196K
SYKE
1619
DELISTED
SYKES Enterprises Inc
SYKE
$2.15M 0.01%
74,584
+47,783
+178% +$1.33M
WRLD icon
1620
World Acceptance Corp
WRLD
$894M
$2.15M 0.01%
33,456
-3,584
-10% -$201K
PNFP icon
1621
Pinnacle Financial Partners Inc
PNFP
$16.2B
$2.15M 0.01%
30,979
-17,909
-37% -$1.08M
TEO icon
1622
Telecom Argentina
TEO
$5.85B
$2.14M 0.01%
+118,021
New +$2.16M
GWR
1623
DELISTED
Genesee & Wyoming Inc.
GWR
$2.14M 0.01%
30,813
+3,693
+14% +$264K
HRG
1624
DELISTED
HRG Group, Inc.
HRG
$2.13M 0.01%
137,206
-61,797
-31% -$944K
BCV
1625
Bancroft Fund
BCV
$138M
$2.13M 0.01%
105,596
-7,849
-7% -$160K
63 64
65
66 67

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.