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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSN icon
1576
Parsons
PSN
$5.08B
$578K ﹤0.01%
15,865
+2,690
+20% +$90.4K
PSXP
1577
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$577K ﹤0.01%
21,835
-3,832
-15% -$99.7K
CNDT icon
1578
Conduent
CNDT
$264M
$575K ﹤0.01%
+119,881
New +$501K
TECK icon
1579
Teck Resources
TECK
$32.6B
$575K ﹤0.01%
31,665
+4,530
+17% +$69.9K
GTN icon
1580
Gray Television
GTN
$552M
$573K ﹤0.01%
32,059
-2,907
-8% -$46.1K
USAC icon
1581
USA Compression Partners
USAC
$3.74B
$572K ﹤0.01%
42,023
-4,769
-10% -$54.9K
FND icon
1582
Floor & Decor
FND
$6.68B
$570K ﹤0.01%
6,137
+3,162
+106% +$264K
TTEC icon
1583
TTEC Holdings
TTEC
$124M
$569K ﹤0.01%
+7,798
New +$506K
ACHC icon
1584
Acadia Healthcare
ACHC
$2.94B
$566K ﹤0.01%
+11,272
New +$449K
ARLO icon
1585
Arlo Technologies
ARLO
$1.65B
$566K ﹤0.01%
+72,630
New +$442K
MODV
1586
DELISTED
ModivCare
MODV
$565K ﹤0.01%
+4,074
New +$505K
RMT
1587
Royce Micro-Cap Trust
RMT
$761M
$563K ﹤0.01%
55,609
+25,655
+86% +$230K
AAWW
1588
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$562K ﹤0.01%
10,311
-3,771
-27% -$222K
DY icon
1589
Dycom Industries
DY
$12.3B
$560K ﹤0.01%
7,411
-74,124
-91% -$5.11M
WH icon
1590
Wyndham Hotels & Resorts
WH
$5.48B
$560K ﹤0.01%
9,432
-46,337
-83% -$2.5M
HNW
1591
DELISTED
Pioneer Diversified High Income Fund
HNW
$559K ﹤0.01%
38,446
-1,158
-3% -$15.9K
FBC
1592
DELISTED
Flagstar Bancorp, Inc. New
FBC
$559K ﹤0.01%
13,716
– –
CIT
1593
DELISTED
CIT Group Inc.
CIT
$559K ﹤0.01%
+15,583
New +$492K
ASX icon
1594
ASE Group
ASX
$82.2B
$556K ﹤0.01%
95,173
-50,410
-35% -$252K
EBIX
1595
DELISTED
Ebix Inc
EBIX
$554K ﹤0.01%
+14,600
New +$411K
PGHY icon
1596
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$553K ﹤0.01%
24,918
-2,053
-8% -$44.9K
EMF
1597
Templeton Emerging Markets Fund
EMF
$326M
$549K ﹤0.01%
29,363
-149
-0.5% -$2.52K
GOOD
1598
Gladstone Commercial Corp
GOOD
$627M
$548K ﹤0.01%
30,437
-13,901
-31% -$245K
AA icon
1599
Alcoa
AA
$13.2B
$547K ﹤0.01%
23,743
+2,930
+14% +$51K
ACM icon
1600
Aecom
ACM
$9.75B
$547K ﹤0.01%
+10,988
New +$525K
62 63
64
65 66

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.