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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCRD
1576
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$2.13M 0.01%
223,810
+132,609
+145% +$1.4M
TRP icon
1577
TC Energy
TRP
$66.9B
$2.13M 0.01%
44,909
+6,981
+18% +$326K
FBR
1578
DELISTED
Fibria Celulose Sa
FBR
$2.13M 0.01%
301,510
+23,653
+9% +$157K
VISN
1579
Vistance Networks Inc
VISN
$2.81B
$2.12M 0.01%
70,476
+20,063
+40% +$605K
FNB icon
1580
FNB Corp
FNB
$6.86B
$2.12M 0.01%
172,490
+49,379
+40% +$610K
FLG
1581
Flagstar Bank National Association
FLG
$5.98B
$2.12M 0.01%
49,695
-28,781
-37% -$1.26M
AMAG
1582
DELISTED
AMAG Pharmaceuticals
AMAG
$2.12M 0.01%
86,407
-281
-0.3% -$7.02K
HNW
1583
DELISTED
Pioneer Diversified High Income Fund
HNW
$2.11M 0.01%
129,528
+15,427
+14% +$251K
FHY
1584
DELISTED
First Trust Strategic High
FHY
$2.11M 0.01%
171,267
+6,876
+4% +$83.6K
HYB
1585
DELISTED
New America High Income Fund, Inc.
HYB
$2.11M 0.01%
228,829
-10,467
-4% -$93.6K
CLW icon
1586
Clearwater Paper
CLW
$370M
$2.11M 0.01%
32,559
+145
+0.4% +$9.16K
HYHG icon
1587
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$186M
$2.11M 0.01%
31,597
-21,532
-41% -$1.41M
HCSG icon
1588
Healthcare Services Group
HCSG
$1.57B
$2.1M 0.01%
53,085
-3,468
-6% -$136K
AIF
1589
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$2.1M 0.01%
135,395
+20,473
+18% +$306K
MEI icon
1590
Methode Electronics
MEI
$579M
$2.09M 0.01%
59,788
-5,359
-8% -$188K
ICON
1591
DELISTED
Iconix Brand Group, Inc.
ICON
$2.09M 0.01%
25,714
+67
+0.3% +$5.22K
TAL icon
1592
TAL Education Group
TAL
$6.71B
$2.09M 0.01%
176,700
+6,678
+4% +$70.4K
DKS icon
1593
Dick's Sporting Goods
DKS
$17.9B
$2.08M 0.01%
36,731
-10,538
-22% -$580K
CIG icon
1594
CEMIG Preferred Shares
CIG
$6.21B
$2.08M 0.01%
1,571,683
-36,309
-2% -$50K
WRB icon
1595
W.R. Berkley
WRB
$26.6B
$2.08M 0.01%
121,274
-7,580
-6% -$131K
GCO icon
1596
Genesco
GCO
$439M
$2.06M 0.01%
37,817
+5,811
+18% +$367K
LXU icon
1597
LSB Industries
LXU
$705M
$2.06M 0.01%
311,730
-960
-0.3% -$8.16K
TCF
1598
DELISTED
TCF Financial Corporation Common Stock
TCF
$2.05M 0.01%
46,566
+13,521
+41% +$576K
NRF
1599
DELISTED
NorthStar Realty Finance Corp.
NRF
$2.05M 0.01%
155,397
+17,385
+13% +$225K
TWI icon
1600
Titan International
TWI
$472M
$2.04M 0.01%
201,611
-1,471
-0.7% -$12.1K
62 63
64
65 66

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.