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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAGN
1576
Magnera Corp
MAGN
$446M
$1.98M 0.01%
7,351
+895
+14% +$203K
CMO
1577
DELISTED
Capstead Mortgage Corp.
CMO
$1.98M 0.01%
200,007
+4,487
+2% +$41.7K
OCSL icon
1578
Oaktree Specialty Lending
OCSL
$1.12B
$1.98M 0.01%
131,178
-4,657
-3% -$72.9K
PTLA
1579
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$1.97M 0.01%
96,649
-13,789
-12% -$437K
SINA
1580
DELISTED
Sina Corp
SINA
$1.97M 0.01%
41,580
-8,302
-17% -$374K
CIG icon
1581
CEMIG Preferred Shares
CIG
$6.12B
$1.96M 0.01%
1,704,152
-370,160
-18% -$302K
VEEV icon
1582
Veeva Systems
VEEV
$35.4B
$1.96M 0.01%
78,263
-25,327
-24% -$620K
ENIA
1583
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$1.96M 0.01%
261,403
+105,910
+68% +$709K
INVA icon
1584
Innoviva
INVA
$1.56B
$1.96M 0.01%
155,597
-67,544
-30% -$741K
CMD
1585
DELISTED
Cantel Medical Corporation
CMD
$1.96M 0.01%
27,453
-6,467
-19% -$406K
BSJK
1586
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$1.96M 0.01%
85,770
+24,374
+40% +$542K
ANET icon
1587
Arista Networks
ANET
$242B
$1.95M 0.01%
494,928
-115,760
-19% -$453K
MEI icon
1588
Methode Electronics
MEI
$585M
$1.95M 0.01%
66,719
-4,405
-6% -$120K
BRKR icon
1589
Bruker
BRKR
$7.8B
$1.95M 0.01%
69,614
+655
+0.9% +$16.3K
PNNT
1590
Pennant Park Investment Corp
PNNT
$236M
$1.95M 0.01%
321,402
-26,760
-8% -$153K
JDD
1591
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$1.95M 0.01%
178,003
+587
+0.3% +$6K
IMGN
1592
DELISTED
Immunogen Inc
IMGN
$1.94M 0.01%
227,055
+47,941
+27% +$406K
BAF
1593
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$1.93M 0.01%
126,433
-16,810
-12% -$252K
CSL icon
1594
Carlisle Companies
CSL
$15.2B
$1.93M 0.01%
19,371
-5,987
-24% -$528K
BIG
1595
DELISTED
Big Lots, Inc.
BIG
$1.93M 0.01%
42,554
+10,492
+33% +$421K
HCSG icon
1596
Healthcare Services Group
HCSG
$1.51B
$1.93M 0.01%
52,334
-23,155
-31% -$804K
BGB
1597
Blackstone Strategic Credit 2027 Term Fund
BGB
$502M
$1.92M 0.01%
141,055
+16,820
+14% +$217K
TFM
1598
DELISTED
THE FRESH MARKET, INC COM STK
TFM
$1.92M 0.01%
67,450
-12,280
-15% -$281K
ALSN icon
1599
Allison Transmission
ALSN
$9.64B
$1.92M 0.01%
71,028
-13,005
-15% -$316K
AEL
1600
DELISTED
American Equity Investment Life Holding Company
AEL
$1.91M 0.01%
113,679
+9,416
+9% +$153K
62 63
64
65 66

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.