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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGR
1576
CBRE Global Real Estate Income Fund
IGR
$710M
$2.45M 0.01%
272,005
+2,095
+0.8% +$18.2K
CIT
1577
DELISTED
CIT Group Inc.
CIT
$2.44M 0.01%
51,032
-18,022
-26% -$856K
OVV icon
1578
Ovintiv
OVV
$16B
$2.44M 0.01%
35,147
-5,161
-13% -$439K
STLD icon
1579
Steel Dynamics
STLD
$38.1B
$2.44M 0.01%
123,355
-16,654
-12% -$359K
PMT
1580
PennyMac Mortgage Investment
PMT
$824M
$2.43M 0.01%
115,328
+59,058
+105% +$1.27M
INO icon
1581
Inovio Pharmaceuticals
INO
$70M
$2.43M 0.01%
22,039
+3,107
+16% +$380K
HYB
1582
DELISTED
New America High Income Fund, Inc.
HYB
$2.42M 0.01%
270,896
+1,325
+0.5% +$12.3K
BAF
1583
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$2.42M 0.01%
168,908
-25,279
-13% -$362K
CJES
1584
DELISTED
C&J ENERGY SVCS LTD
CJES
$2.42M 0.01%
183,269
+101,233
+123% +$1.81M
JPC icon
1585
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$2.42M 0.01%
253,050
-193,811
-43% -$1.81M
ROSE
1586
DELISTED
ROSETTA RESOURCES INC
ROSE
$2.41M 0.01%
108,067
-155,904
-59% -$5.06M
BHE icon
1587
Benchmark Electronics
BHE
$3.02B
$2.41M 0.01%
94,577
-321
-0.3% -$7.54K
CALY
1588
Callaway Golf Company
CALY
$3.41B
$2.4M 0.01%
312,423
+83,468
+36% +$620K
CROX icon
1589
Crocs
CROX
$6.58B
$2.4M 0.01%
192,537
+117,541
+157% +$1.45M
YOKU
1590
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$2.4M 0.01%
135,043
-52,768
-28% -$977K
MMT
1591
Aberdeen Multi-Market Income Fund
MMT
$240M
$2.4M 0.01%
368,871
-202,151
-35% -$1.28M
AKP
1592
DELISTED
Alliance Californa Muni Fd
AKP
$2.39M 0.01%
176,568
-40,026
-18% -$545K
FRC
1593
DELISTED
First Republic Bank
FRC
$2.39M 0.01%
45,919
+603
+1% +$30.4K
FRAN
1594
DELISTED
Francesca's Holdings Corporation
FRAN
$2.38M 0.01%
11,902
+1,854
+18% +$297K
QUAD icon
1595
Quad
QUAD
$529M
$2.38M 0.01%
103,787
+35,126
+51% +$742K
TIME
1596
DELISTED
Time Inc.
TIME
$2.38M 0.01%
96,730
+45,641
+89% +$1.03M
AUY
1597
DELISTED
Yamana Gold, Inc.
AUY
$2.38M 0.01%
592,042
-114,112
-16% -$517K
PZA icon
1598
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.25B
$2.38M 0.01%
93,490
+1,752
+2% +$44.3K
BGFV
1599
DELISTED
Big 5 Sporting Goods
BGFV
$2.37M 0.01%
162,009
+36,291
+29% +$445K
MCY icon
1600
Mercury Insurance
MCY
$6.07B
$2.37M 0.01%
41,791
-6,346
-13% -$340K
62 63
64
65 66

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.