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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCOM icon
1576
Trip.com Group
TCOM
$28.9B
$2.59M 0.01%
91,348
-72,980
-44% -$2.32M
NAN icon
1577
Nuveen New York Quality Municipal Income Fund
NAN
$369M
$2.59M 0.01%
194,316
+2,491
+1% +$33.5K
SFM icon
1578
Sprouts Farmers Market
SFM
$8.01B
$2.59M 0.01%
89,058
-24,547
-22% -$758K
BFZ
1579
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$2.59M 0.01%
178,449
+18,052
+11% +$263K
FCT
1580
First Trust Senior Floating Rate Income Fund II
FCT
$250M
$2.59M 0.01%
190,776
+25,475
+15% +$352K
NFG icon
1581
National Fuel Gas
NFG
$7.58B
$2.58M 0.01%
36,910
-8,859
-19% -$649K
AD
1582
Array Digital Infrastructure
AD
$3.11B
$2.58M 0.01%
72,802
+34,866
+92% +$1.33M
BCA
1583
DELISTED
CORPBANCA SPONSORED ADR REPSTG (1-1,500)COM STK
BCA
$2.57M 0.01%
133,922
+5,194
+4% +$96K
CPN
1584
DELISTED
Calpine Corporation
CPN
$2.57M 0.01%
118,386
-23,258
-16% -$526K
NZH
1585
DELISTED
Nuveen Calif Div
NZH
$2.56M 0.01%
200,757
+10,650
+6% +$135K
ACHN
1586
DELISTED
Achillion Pharmaceuticals
ACHN
$2.56M 0.01%
+256,636
New +$2.38M
BBT
1587
Beacon Financial Corp
BBT
$2.66B
$2.56M 0.01%
108,935
-13,040
-11% -$313K
RFI
1588
Cohen & Steers Total Return Realty Fund
RFI
$307M
$2.55M 0.01%
213,641
+58,141
+37% +$723K
STC icon
1589
Stewart Information Services
STC
$2.08B
$2.54M 0.01%
86,613
-1,852
-2% -$57.6K
SNBR
1590
DELISTED
Sleep Number
SNBR
$2.54M 0.01%
121,426
-7,649
-6% -$161K
HYB
1591
DELISTED
New America High Income Fund, Inc.
HYB
$2.54M 0.01%
269,571
-176
-0.1% -$1.71K
CPWR
1592
DELISTED
COMPUWARE CORP
CPWR
$2.54M 0.01%
248,876
+233,980
+1,571% +$2.2M
BKT icon
1593
BlackRock Income Trust
BKT
$340M
$2.53M 0.01%
133,059
-47,369
-26% -$921K
KNGT
1594
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$2.53M 0.01%
92,532
-33,397
-27% -$915K
SPOK icon
1595
Spok Holdings
SPOK
$235M
$2.53M 0.01%
194,702
+5,023
+3% +$74.7K
CCLP
1596
DELISTED
CSI Compressco LP
CCLP
$2.53M 0.01%
+104,651
New +$2.63M
H icon
1597
Hyatt Hotels
H
$16.9B
$2.52M 0.01%
+41,723
New +$2.54M
CRZO
1598
DELISTED
Carrizo Oil & Gas Inc
CRZO
$2.52M 0.01%
46,876
-10,419
-18% -$636K
SPLB icon
1599
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.16B
$2.52M 0.01%
93,627
-13,277
-12% -$360K
CXP
1600
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$2.52M 0.01%
105,502
+43,572
+70% +$1.11M
62 63
64
65 66

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.