We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXDT
1551
NexPoint Diversified Real Estate Trust
NXDT
$238M
$421K ﹤0.01%
40,546
-16,101
-28% -$191K
HCKT icon
1552
Hackett Group
HCKT
$287M
$421K ﹤0.01%
+22,764
New +$459K
SLGN icon
1553
Silgan Holdings
SLGN
$4.41B
$420K ﹤0.01%
7,825
-13,408
-63% -$706K
GEF icon
1554
Greif
GEF
$5.04B
$417K ﹤0.01%
6,585
+1,397
+27% +$93.7K
HTH icon
1555
Hilltop Holdings
HTH
$2.24B
$417K ﹤0.01%
14,059
-3,356
-19% -$106K
HEP
1556
DELISTED
Holly Energy Partners, L.P.
HEP
$417K ﹤0.01%
23,998
+2,448
+11% +$45.1K
AIT icon
1557
Applied Industrial Technologies
AIT
$13.3B
$416K ﹤0.01%
2,930
+69
+2% +$9.36K
GTM
1558
ZoomInfo Technologies
GTM
$1.22B
$416K ﹤0.01%
16,817
+6,945
+70% +$178K
HAIN icon
1559
Hain Celestial
HAIN
$53.7M
$415K ﹤0.01%
24,208
-7,760
-24% -$141K
HSBC icon
1560
HSBC
HSBC
$356B
$414K ﹤0.01%
+12,144
New +$436K
CALX icon
1561
Calix
CALX
$2.39B
$413K ﹤0.01%
7,708
-2,719
-26% -$148K
LNN icon
1562
Lindsay Corp
LNN
$1.18B
$413K ﹤0.01%
2,730
+1,177
+76% +$178K
ATI icon
1563
ATI
ATI
$31B
$411K ﹤0.01%
10,423
-1,989
-16% -$75.1K
RACE icon
1564
Ferrari
RACE
$72.5B
$411K ﹤0.01%
+1,516
New +$387K
RCM
1565
DELISTED
R1 RCM Inc. Common Stock
RCM
$410K ﹤0.01%
27,359
+2,585
+10% +$35.4K
TSEM icon
1566
Tower Semiconductor
TSEM
$28.5B
$410K ﹤0.01%
9,649
– –
VVV icon
1567
Valvoline
VVV
$4.51B
$408K ﹤0.01%
11,678
-1,529
-12% -$53.2K
IBTX
1568
DELISTED
Independent Bank Group, Inc.
IBTX
$408K ﹤0.01%
8,801
+61
+0.7% +$3.47K
CEQP
1569
DELISTED
Crestwood Equity Partners LP
CEQP
$407K ﹤0.01%
16,327
+1,675
+11% +$43.2K
SCD
1570
LMP Capital and Income Fund
SCD
$358M
$407K ﹤0.01%
33,310
-10,803
-24% -$133K
NFE icon
1571
New Fortress Energy
NFE
$101M
$406K ﹤0.01%
13,780
-9,731
-41% -$343K
TXNM
1572
TXNM Energy Inc
TXNM
$5.94B
$405K ﹤0.01%
8,311
-9,017
-52% -$442K
SMTC icon
1573
Semtech
SMTC
$13B
$404K ﹤0.01%
16,728
+6,432
+62% +$201K
VSAT icon
1574
Viasat
VSAT
$11.1B
$404K ﹤0.01%
11,927
-336
-3% -$11.5K
VECO icon
1575
Veeco
VECO
$3.23B
$404K ﹤0.01%
19,099
-3,050
-14% -$62.7K
61 62
63
64 65

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.