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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEN
1551
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$2.34M 0.01%
38,626
+6,509
+20% +$366K
APLP
1552
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
$2.34M 0.01%
164,411
-18,149
-10% -$255K
MFL
1553
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$2.34M 0.01%
157,982
+55,097
+54% +$828K
CNQ icon
1554
Canadian Natural Resources
CNQ
$99.4B
$2.33M 0.01%
142,317
-14,956
-10% -$229K
BUFF
1555
DELISTED
Blue Buffalo Pet Products, Inc
BUFF
$2.33M 0.01%
82,150
-15,671
-16% -$383K
EBIX
1556
DELISTED
Ebix Inc
EBIX
$2.33M 0.01%
35,664
+2,946
+9% +$170K
HRTX icon
1557
Heron Therapeutics
HRTX
$93.9M
$2.32M 0.01%
143,840
+26,657
+23% +$418K
VTLE
1558
DELISTED
Vital Energy
VTLE
$2.32M 0.01%
8,962
-1,224
-12% -$296K
SPN
1559
DELISTED
Superior Energy Services, Inc.
SPN
$2.31M 0.01%
21,641
-909
-4% -$89.7K
GDO
1560
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.1M
$2.3M 0.01%
126,153
+2,195
+2% +$39.8K
MFC icon
1561
Manulife Financial
MFC
$73.9B
$2.3M 0.01%
113,322
+47,508
+72% +$944K
LDOS icon
1562
Leidos
LDOS
$14.5B
$2.3M 0.01%
38,826
-6,198
-14% -$345K
JLL icon
1563
Jones Lang LaSalle
JLL
$16.3B
$2.3M 0.01%
18,596
-14,633
-44% -$1.81M
GEF icon
1564
Greif
GEF
$4.92B
$2.29M 0.01%
39,147
-16,172
-29% -$922K
ETG
1565
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.8B
$2.29M 0.01%
132,868
+11,160
+9% +$190K
BGFV
1566
DELISTED
Big 5 Sporting Goods
BGFV
$2.29M 0.01%
298,562
+62,695
+27% +$580K
SSRM icon
1567
SSR Mining
SSRM
$5.32B
$2.29M 0.01%
+215,413
New +$2.19M
CPAY icon
1568
Corpay
CPAY
$25B
$2.29M 0.01%
14,764
+1,398
+10% +$205K
HRZN icon
1569
Horizon Technology Finance
HRZN
$295M
$2.28M 0.01%
205,445
-11,111
-5% -$121K
LVS icon
1570
Las Vegas Sands
LVS
$31.7B
$2.28M 0.01%
35,592
-26,926
-43% -$1.67M
AUY
1571
DELISTED
Yamana Gold, Inc.
AUY
$2.28M 0.01%
860,135
+150,320
+21% +$400K
IAG icon
1572
IAMGOLD
IAG
$8.2B
$2.28M 0.01%
373,143
+67,933
+22% +$395K
WSTC
1573
DELISTED
West Corporation
WSTC
$2.27M 0.01%
96,807
-75,259
-44% -$1.76M
LILAK icon
1574
Liberty Latin America Class C
LILAK
$1.63B
$2.27M 0.01%
113,822
-4,333
-4% -$92.7K
SCD
1575
LMP Capital and Income Fund
SCD
$355M
$2.27M 0.01%
155,975
-46,142
-23% -$659K
61 62
63
64 65

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.