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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.37%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$34.4B
AUM Growth
+$1.87B
Cap. Flow
+$629M
Cap. Flow %
1.83%
Top 10 Hldgs %
5.83%
Holding
3,214
New
258
Increased
1,398
Reduced
1,292
Closed
227

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$128M
2
CSRA
CSRA Inc.
CSRA
+$54.1M
3
AMZN icon
Amazon
AMZN
+$45.9M
4
CHD icon
Church & Dwight Co
CHD
+$43.6M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Top Sells

Rank Stock Value
1
CSC
Computer Sciences
CSC
+$74.1M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$68.9M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$51M
4
SIAL
SIGMA - ALDRICH CORP
SIAL
+$40.3M
5
DHI icon
D.R. Horton
DHI
+$39.5M

Sector Composition

Rank Sector Weight
1 Technology 12.76%
2 Healthcare 12.66%
3 Financials 11.24%
4 Consumer Discretionary 11.18%
5 Industrials 9.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMP icon
1551
Compass Minerals
CMP
$1.08B
$2.2M 0.01%
29,272
+2,659
+10% +$217K
PFX icon
1552
PhenixFIN
PFX
$88.1M
$2.2M 0.01%
14,618
-140
-0.9% -$21.3K
BITA
1553
DELISTED
Bitauto Holdings Limited
BITA
$2.19M 0.01%
77,626
+42,862
+123% +$1.26M
JOYY
1554
JOYY Inc
JOYY
$3.77B
$2.19M 0.01%
35,009
+8,439
+32% +$502K
MVT
1555
DELISTED
BlackRock MuniVest Fund II
MVT
$2.19M 0.01%
133,210
-7,812
-6% -$124K
LPT
1556
DELISTED
Liberty Property Trust
LPT
$2.19M 0.01%
70,387
-576,118
-89% -$19.1M
FWONK icon
1557
Liberty Media Series C
FWONK
$25B
$2.18M 0.01%
80,835
+18,950
+31% +$513K
ALSN icon
1558
Allison Transmission
ALSN
$9.64B
$2.17M 0.01%
84,033
+38,792
+86% +$1.06M
DCP
1559
DELISTED
DCP Midstream, LP
DCP
$2.17M 0.01%
88,090
-7,042
-7% -$182K
SKYW icon
1560
Skywest
SKYW
$4.4B
$2.17M 0.01%
114,191
-69,741
-38% -$1.37M
NTUS
1561
DELISTED
Natus Medical Inc
NTUS
$2.17M 0.01%
45,148
-24,579
-35% -$1.14M
CTWS
1562
DELISTED
Connecticut Water Service Inc
CTWS
$2.17M 0.01%
57,049
-6,617
-10% -$243K
CLNY
1563
DELISTED
Colony Capital, Inc.
CLNY
$2.16M 0.01%
111,051
-154,761
-58% -$3.15M
BGFV
1564
DELISTED
Big 5 Sporting Goods
BGFV
$2.15M 0.01%
215,610
+66,935
+45% +$659K
VASC
1565
DELISTED
Vascular Solutions Inc
VASC
$2.15M 0.01%
+62,585
New +$2.12M
SGNT
1566
DELISTED
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
$2.15M 0.01%
135,184
-10,058
-7% -$158K
PNNT
1567
Pennant Park Investment Corp
PNNT
$236M
$2.15M 0.01%
348,162
+5,471
+2% +$37.2K
NQI
1568
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$2.15M 0.01%
157,576
+51,404
+48% +$676K
CEO
1569
DELISTED
CNOOC Limited
CEO
$2.15M 0.01%
20,591
-186
-0.9% -$20.6K
WTW icon
1570
Willis Towers Watson
WTW
$31.6B
$2.14M 0.01%
16,633
+2,051
+14% +$243K
LEO
1571
BNY Mellon Strategic Municipals
LEO
$384M
$2.14M 0.01%
250,166
+208,052
+494% +$1.73M
RNP icon
1572
Cohen & Steers REIT and Preferred and Income Fund
RNP
$980M
$2.13M 0.01%
115,773
-599
-0.5% -$10.7K
RJET
1573
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
$2.13M 0.01%
+542,706
New +$2.69M
FAF icon
1574
First American
FAF
$7.67B
$2.13M 0.01%
59,337
+13,862
+30% +$530K
GLD icon
1575
SPDR Gold Trust
GLD
$138B
$2.12M 0.01%
20,869
-9,661
-32% -$1.02M
61 62
63
64 65

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2015 Portfolio in Review

As of Q4 2015, Guggenheim Capital held 3,214 positions worth $34.4B, up 5.8% from $32.5B the previous quarter. Its ten largest holdings account for 5.8% of the portfolio.

Guggenheim Capital's Q4 2015 filing shows 258 new, 1,398 increased, 1,292 reduced and 227 closed positions. Its largest new stake was Alphabet (Google) Class A: 3,457,700 shares worth $135M. The largest sale was Computer Sciences, an estimated $74.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q4 2015 buy was Alphabet (Google) Class A: 3,457,700 shares worth $135M.
  • Guggenheim Capital added most to Amazon in Q4 2015, an estimated $45.9M increase.
  • Guggenheim Capital's biggest Q4 2015 reduction was Computer Sciences, cutting an estimated $74.1M.
  • Guggenheim Capital fully exited SIGMA - ALDRICH CORP in Q4 2015, selling an estimated $40.3M.
  • Guggenheim Capital's ten largest holdings make up 5.8% of its $34.4B portfolio in Q4 2015.
  • Guggenheim Capital opened 258 new positions and closed 227 in Q4 2015.
  • Guggenheim Capital's portfolio value rose 5.8% quarter-over-quarter to $34.4B.

Based on Guggenheim Capital's 13F filing for Q4 2015, filed 16 Feb 2016.