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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$42.2B
AUM Growth
+$2.39B
Cap. Flow
+$1.73B
Cap. Flow %
4.08%
Top 10 Hldgs %
6.95%
Holding
3,161
New
154
Increased
1,631
Reduced
1,226
Closed
131

Top Buys

Rank Stock Value
1
OA
Orbital ATK, Inc.
OA
+$79.3M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$74.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$55.8M
4
AMGN icon
Amgen
AMGN
+$49.5M
5
SWKS icon
Skyworks Solutions
SWKS
+$44.6M

Top Sells

Rank Stock Value
1
B
Barrick Mining
B
+$110M
2
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$89.7M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$80.1M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69M
5
AGN
Allergan Inc
AGN
+$66.4M

Sector Composition

Rank Sector Weight
1 Healthcare 12.36%
2 Technology 11.41%
3 Consumer Discretionary 10.43%
4 Financials 10.38%
5 Industrials 9.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEGI
1551
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$2.64M 0.01%
93,201
+21,797
+31% +$611K
VIPS icon
1552
Vipshop
VIPS
$7.53B
$2.63M 0.01%
89,438
-5,922
-6% -$144K
DF
1553
DELISTED
Dean Foods Company
DF
$2.62M 0.01%
158,419
+2,500
+2% +$42.9K
STR
1554
DELISTED
QUESTAR CORP
STR
$2.62M 0.01%
109,789
+653
+0.6% +$15.9K
MYI icon
1555
BlackRock MuniYield Quality Fund III
MYI
$721M
$2.61M 0.01%
183,873
-30,351
-14% -$435K
ROIC
1556
DELISTED
Retail Opportunity Investments Corp.
ROIC
$2.61M 0.01%
142,648
+11,904
+9% +$209K
TFM
1557
DELISTED
THE FRESH MARKET, INC COM STK
TFM
$2.61M 0.01%
64,153
+2,737
+4% +$107K
TKR icon
1558
Timken Company
TKR
$9.03B
$2.6M 0.01%
61,806
+30,562
+98% +$1.27M
AVTA
1559
DELISTED
Avantax, Inc. Common Stock
AVTA
$2.6M 0.01%
190,644
-52,827
-22% -$737K
NUS icon
1560
Nu Skin
NUS
$267M
$2.6M 0.01%
43,229
-20,986
-33% -$1.07M
HTLD icon
1561
Heartland Express
HTLD
$956M
$2.6M 0.01%
109,295
+8,866
+9% +$225K
LTM
1562
DELISTED
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
$2.6M 0.01%
322,259
+47,687
+17% +$486K
PSO icon
1563
Pearson
PSO
$9.9B
$2.59M 0.01%
119,924
-223,663
-65% -$4.63M
TOO
1564
DELISTED
Teekay Offshore Partners L.P.
TOO
$2.59M 0.01%
122,688
+16,291
+15% +$350K
NPP
1565
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$2.59M 0.01%
174,037
+48,120
+38% +$717K
CNSL
1566
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$2.59M 0.01%
126,763
+44,620
+54% +$1.03M
PAY
1567
DELISTED
Verifone Systems Inc
PAY
$2.58M 0.01%
74,078
+1,858
+3% +$64.4K
RLJ icon
1568
RLJ Lodging Trust
RLJ
$1.69B
$2.58M 0.01%
82,529
-5,927
-7% -$196K
SENEA icon
1569
Seneca Foods Class A
SENEA
$1.21B
$2.58M 0.01%
86,630
-424
-0.5% -$11.5K
NTT
1570
DELISTED
Nippon Telegraph & Telephone
NTT
$2.58M 0.01%
83,784
+11,540
+16% +$342K
TCBI icon
1571
Texas Capital Bancshares
TCBI
$4.32B
$2.58M 0.01%
53,034
+7,535
+17% +$355K
SNV
1572
DELISTED
Synovus
SNV
$2.58M 0.01%
92,114
+5,831
+7% +$158K
DCM
1573
DELISTED
NTT DOCOMO, Inc.
DCM
$2.58M 0.01%
148,033
+14,215
+11% +$245K
PZC
1574
DELISTED
PIMCO California Municipal Income Fund III
PZC
$2.57M 0.01%
236,389
-49,947
-17% -$548K
CNCO
1575
DELISTED
Cencosud S.A.
CNCO
$2.57M 0.01%
366,190
-16,280
-4% -$114K
61 62
63
64 65

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
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Guggenheim Capital's Q1 2015 Portfolio in Review

As of Q1 2015, Guggenheim Capital held 3,161 positions worth $42.2B, up 6% from $39.9B the previous quarter. Its ten largest holdings account for 7% of the portfolio.

Guggenheim Capital deployed $1.73B of net new capital in Q1 2015, opening 154 new positions and adding to 1,631 existing holdings. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Barrick Mining, an estimated $110M trimmed.

  • Guggenheim Capital's largest Q1 2015 buy was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.
  • Guggenheim Capital added most to Orbital ATK, Inc. in Q1 2015, an estimated $79.3M increase.
  • Guggenheim Capital's biggest Q1 2015 reduction was Barrick Mining, cutting an estimated $110M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2015, selling an estimated $80.1M.
  • Guggenheim Capital's ten largest holdings make up 7% of its $42.2B portfolio in Q1 2015.
  • Guggenheim Capital opened 154 new positions and closed 131 in Q1 2015.
  • Guggenheim Capital's portfolio value rose 6% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q1 2015, filed 15 May 2015.