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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
(-2%)
Cap. Flow
-$57.8M
Cap. Flow
% of AUM
-0.35%
Top 10 Holdings %
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$50M |
| 2 |
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
|
+$38.8M |
| 3 |
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
|
+$37M |
| 4 |
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
|
+$34.7M |
| 5 |
Honeywell
HON
|
+$32.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$41.8M |
| 2 |
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
|
+$39.8M |
| 3 |
MTTR
Matterport, Inc. Class A Common Stock
MTTR
|
+$32.4M |
| 4 |
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
|
+$20M |
| 5 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$19.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.23% |
| 2 | Financials | 13.81% |
| 3 | Healthcare | 9.7% |
| 4 | Consumer Discretionary | 8.79% |
| 5 | Communication Services | 6.56% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1526
Medifast
MED
$141M
| $810K | ﹤0.01% |
4,205
-1,622
| -28% | -$399K |
|
1527
Hess Midstream
HESM
$5.11B
| $808K | ﹤0.01% |
28,660
-10,293
| -26% | -$261K |
|
|
GGT
1528
Gabelli Multimedia Trust
GGT
$174M
| $803K | ﹤0.01% |
89,252
-997
| -1% | -$9.51K |
|
|
HIBB
1529
DELISTED
Hibbett, Inc. Common Stock
HIBB
| $800K | ﹤0.01% |
11,302
+2,293
| +25% | +$200K |
|
1530
Yum China
YUMC
$16.3B
| $798K | ﹤0.01% |
13,737
-2,407
| -15% | -$148K |
|
1531
Prospect Capital
PSEC
$1.17B
| $797K | ﹤0.01% |
103,496
-7,750
| -7% | -$62.5K |
|
|
CXP
1532
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
| $796K | ﹤0.01% |
41,865
-14,548
| -26% | -$253K |
|
1533
TRI-Continental Corp
TY
$1.9B
| $794K | ﹤0.01% |
23,769
+4,676
| +24% | +$160K |
|
1534
Addus HomeCare
ADUS
$2.23B
| $792K | ﹤0.01% |
9,932
-972
| -9% | -$84.4K |
|
|
EVG
1535
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
| $791K | ﹤0.01% |
59,371
+37,181
| +168% | +$506K |
|
|
MZTI
1536
The Marzetti Company
MZTI
$3.11B
| $789K | ﹤0.01% |
4,673
-5,540
| -54% | -$1.02M |
|
1537
Gentherm
THRM
$1.27B
| $789K | ﹤0.01% |
9,753
-734
| -7% | -$58.1K |
|
|
TEF
1538
DELISTED
Telefonica
TEF
| $788K | ﹤0.01% |
179,372
+86,684
| +94% | +$385K |
|
|
FTF
1539
Franklin Limited Duration Income Trust
FTF
$233M
| $787K | ﹤0.01% |
86,528
+54,481
| +170% | +$506K |
|
1540
Zscaler
ZS
$27.3B
| $786K | ﹤0.01% |
2,999
+986
| +49% | +$248K |
|
1541
Conduent
CNDT
$264M
| $785K | ﹤0.01% |
119,184
-697
| -0.6% | -$4.79K |
|
1542
ICICI Bank
IBN
$108B
| $785K | ﹤0.01% |
41,611
-15,916
| -28% | -$298K |
|
|
FFWM
1543
DELISTED
First Foundation Inc
FFWM
| $784K | ﹤0.01% |
29,802
+3,322
| +13% | +$79.4K |
|
1544
Adient
ADNT
$1.5B
| $782K | ﹤0.01% |
18,876
-10,502
| -36% | -$419K |
|
1545
Commault Systems
CVLT
$5.61B
| $782K | ﹤0.01% |
+10,384
| New | +$806K |
|
1546
Goldman Sachs BDC
GSBD
$1.1B
| $782K | ﹤0.01% |
42,616
-40,094
| -48% | -$767K |
|
1547
Sociedad Química y Minera de Chile
SQM
$20.6B
| $777K | ﹤0.01% |
14,450
+2,408
| +20% | +$123K |
|
|
SEI
1548
Solaris Energy Infrastructure
SEI
$3.82B
| $775K | ﹤0.01% |
92,982
+5,760
| +7% | +$46.7K |
|
1549
Itaú Unibanco
ITUB
$87.5B
| $774K | ﹤0.01% |
201,867
-99,205
| -33% | -$406K |
|
|
SMM
1550
DELISTED
Salient Midstream & MLP Fund
SMM
| $774K | ﹤0.01% |
121,894
-40,134
| -25% | -$232K |
|
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Guggenheim Capital's Q3 2021 Portfolio in Review
As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.
- Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
- Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
- Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
- Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
- Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
- Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
- Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.
Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.