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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAIN icon
1526
Main Street Capital
MAIN
$5.48B
$745K ﹤0.01%
19,026
-951
-5% -$33.4K
ILPT
1527
Industrial Logistics Properties Trust
ILPT
$586M
$743K ﹤0.01%
32,122
-9,872
-24% -$221K
SM icon
1528
SM Energy
SM
$6.87B
$741K ﹤0.01%
45,247
+25,959
+135% +$332K
GBX icon
1529
The Greenbrier Companies
GBX
$1.46B
$740K ﹤0.01%
15,662
+9,478
+153% +$405K
HUBS icon
1530
HubSpot
HUBS
$10.5B
$739K ﹤0.01%
1,626
-450
-22% -$198K
SYBT icon
1531
Stock Yards Bancorp
SYBT
$2.6B
$738K ﹤0.01%
14,446
+1,679
+13% +$80.5K
SXC icon
1532
SunCoke Energy
SXC
$797M
$737K ﹤0.01%
105,149
+63,601
+153% +$393K
KYNB
1533
Kyntra Bio
KYNB
$29.4M
$733K ﹤0.01%
845
+403
+91% +$429K
CCS icon
1534
Century Communities
CCS
$2.03B
$732K ﹤0.01%
12,142
-10,657
-47% -$580K
UBS icon
1535
UBS Group
UBS
$176B
$731K ﹤0.01%
47,010
+30,939
+193% +$476K
VNQI icon
1536
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$731K ﹤0.01%
13,110
-691
-5% -$37.8K
KLIC icon
1537
Kulicke & Soffa
KLIC
$4.78B
$730K ﹤0.01%
14,864
+278
+2% +$12.1K
RPAI
1538
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$728K ﹤0.01%
69,469
-648
-0.9% -$6.62K
QSR icon
1539
Restaurant Brands International
QSR
$25.8B
$727K ﹤0.01%
11,186
+4,030
+56% +$250K
LGI
1540
Lazard Global Total Return & Income Fund
LGI
$240M
$724K ﹤0.01%
37,668
-792
-2% -$14.7K
NFG icon
1541
National Fuel Gas
NFG
$7.65B
$724K ﹤0.01%
14,482
-13,145
-48% -$597K
SMTC icon
1542
Semtech
SMTC
$13B
$723K ﹤0.01%
10,482
+1,289
+14% +$94.6K
EGF
1543
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
$721K ﹤0.01%
56,521
+12,978
+30% +$169K
IX icon
1544
ORIX
IX
$43.5B
$720K ﹤0.01%
42,440
+27,480
+184% +$470K
CIVI
1545
DELISTED
Civitas Resources
CIVI
$712K ﹤0.01%
19,930
-18,730
-48% -$528K
USCR
1546
DELISTED
U S Concrete, Inc.
USCR
$712K ﹤0.01%
+9,709
New +$524K
IBN icon
1547
ICICI Bank
IBN
$108B
$707K ﹤0.01%
44,134
+16,545
+60% +$270K
KW
1548
DELISTED
Kennedy-Wilson Holdings
KW
$706K ﹤0.01%
34,933
-106
-0.3% -$1.99K
JBSS icon
1549
John B. Sanfilippo & Son
JBSS
$972M
$702K ﹤0.01%
7,764
-56
-0.7% -$4.85K
CHRS icon
1550
Coherus Oncology
CHRS
$196M
$699K ﹤0.01%
47,883
-28,522
-37% -$484K
60 61
62
63 64

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.