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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXMT icon
1526
Blackstone Mortgage Trust
BXMT
$2.38B
$646K ﹤0.01%
23,456
+12,257
+109% +$309K
SSTK icon
1527
Shutterstock
SSTK
$219M
$646K ﹤0.01%
+9,016
New +$598K
ACC
1528
DELISTED
American Campus Communities, Inc.
ACC
$646K ﹤0.01%
15,100
+3,940
+35% +$157K
MAIN icon
1529
Main Street Capital
MAIN
$5.48B
$644K ﹤0.01%
19,977
-6,391
-24% -$196K
THC icon
1530
Tenet Healthcare
THC
$21.1B
$644K ﹤0.01%
+16,127
New +$520K
CHX
1531
DELISTED
ChampionX
CHX
$642K ﹤0.01%
41,954
-2,405
-5% -$26.7K
QQQX icon
1532
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$639K ﹤0.01%
+24,580
New +$608K
BSMX
1533
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$639K ﹤0.01%
124,144
-1,691
-1% -$7.65K
NTR icon
1534
Nutrien
NTR
$30.7B
$636K ﹤0.01%
13,202
+2,754
+26% +$122K
CRWD icon
1535
CrowdStrike
CRWD
$218B
$635K ﹤0.01%
11,996
-5,876
-33% -$229K
NSTG
1536
DELISTED
NanoString Technologies, Inc.
NSTG
$634K ﹤0.01%
+9,473
New +$475K
AVNT icon
1537
Avient
AVNT
$4.19B
$633K ﹤0.01%
15,724
+2,001
+15% +$70.5K
COLL icon
1538
Collegium Pharmaceutical
COLL
$956M
$632K ﹤0.01%
31,570
+11,392
+56% +$222K
JRI icon
1539
Nuveen Real Asset Income & Growth Fund
JRI
$352M
$631K ﹤0.01%
46,849
+15,583
+50% +$198K
KW
1540
DELISTED
Kennedy-Wilson Holdings
KW
$627K ﹤0.01%
35,039
-41,061
-54% -$642K
SNLN
1541
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$627K ﹤0.01%
39,164
-1,748
-4% -$27.7K
DCI icon
1542
Donaldson
DCI
$11.4B
$623K ﹤0.01%
11,153
+3,548
+47% +$187K
NGG icon
1543
National Grid
NGG
$81.3B
$622K ﹤0.01%
11,930
+1,883
+19% +$99.9K
XNCR icon
1544
Xencor
XNCR
$1.55B
$619K ﹤0.01%
+14,193
New +$587K
PLAN
1545
DELISTED
Anaplan, Inc.
PLAN
$619K ﹤0.01%
8,622
+372
+5% +$24.2K
ALGT icon
1546
Allegiant Air
ALGT
$2.57B
$618K ﹤0.01%
3,267
+648
+25% +$99.4K
DCOM
1547
DELISTED
Dime Community Bancshares
DCOM
$618K ﹤0.01%
+39,209
New +$548K
JBSS icon
1548
John B. Sanfilippo & Son
JBSS
$972M
$617K ﹤0.01%
7,820
-421
-5% -$32K
RNR icon
1549
RenaissanceRe
RNR
$13.4B
$615K ﹤0.01%
3,708
-7,172
-66% -$1.22M
TTP
1550
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$614K ﹤0.01%
36,116
-9,998
-22% -$145K
60 61
62
63 64

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.