We are live on
!
Find out more
GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
(-20%)
Cap. Flow
-$4.74B
Cap. Flow
% of AUM
-14.6%
Top 10 Holdings %
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Kraft Heinz
KHC
|
+$77.8M |
| 2 |
WRK
WestRock Company
WRK
|
+$56.2M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$54.4M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$48.1M |
| 5 |
BXLT
BAXALTA INC COM STK (DE)
BXLT
|
+$46.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DTV
DIRECTV COM STK (DE)
DTV
|
+$84M |
| 2 |
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
|
+$81.1M |
| 3 |
HSP
HOSPIRA INC
HSP
|
+$76.4M |
| 4 |
GAS
AGL Resources Inc
GAS
|
+$58M |
| 5 |
Zions Bancorporation
ZION
|
+$54.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 13.02% |
| 2 | Technology | 11.49% |
| 3 | Consumer Discretionary | 11.12% |
| 4 | Financials | 10.82% |
| 5 | Industrials | 8.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1526
iShares Floating Rate Bond ETF
FLOT
$10.3B
| $2.18M | 0.01% |
43,118
-3,362
| -7% | -$170K |
|
|
BKN
1527
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
| $2.17M | 0.01% |
145,966
-12,028
| -8% | -$179K |
|
1528
Dana Inc
DAN
$3.06B
| $2.17M | 0.01% |
136,830
-4,341
| -3% | -$78.5K |
|
|
MVT
1529
DELISTED
BlackRock MuniVest Fund II
MVT
| $2.17M | 0.01% |
141,022
-11,621
| -8% | -$176K |
|
1530
Commerce Bancshares
CBSH
$8.5B
| $2.17M | 0.01% |
81,392
+19,223
| +31% | +$516K |
|
1531
Navios Maritime Partners
NMM
$2.26B
| $2.17M | 0.01% |
19,822
-2,177
| -10% | -$302K |
|
1532
KBR
KBR
$4.8B
| $2.17M | 0.01% |
130,099
-7,520
| -5% | -$132K |
|
1533
Griffon
GFF
$4.86B
| $2.16M | 0.01% |
137,243
-8,027
| -6% | -$131K |
|
1534
Invesco High Income Trust II
VLT
$65.7M
| $2.16M | 0.01% |
168,138
-22,791
| -12% | -$313K |
|
1535
Targa Resources
TRGP
$55.1B
| $2.16M | 0.01% |
41,928
+10,430
| +33% | +$763K |
|
1536
FS KKR Capital
FSK
$3.44B
| $2.16M | 0.01% |
57,837
-2,440
| -4% | -$98.2K |
|
|
PMF
1537
DELISTED
PIMCO Municipal Income Fund
PMF
| $2.15M | 0.01% |
150,102
-2,496
| -2% | -$35.1K |
|
1538
KRONOS Worldwide
KRO
$989M
| $2.15M | 0.01% |
346,571
+6,371
| +2% | +$53K |
|
|
WFT
1539
DELISTED
Weatherford International plc
WFT
| $2.15M | 0.01% |
253,801
-10,397
| -4% | -$105K |
|
1540
Tenaris
TS
$26.8B
| $2.15M | 0.01% |
89,056
-9,411
| -10% | -$239K |
|
|
QVCGA
1541
DELISTED
QVC Group Inc Series A
QVCGA
| $2.14M | 0.01% |
1,684
-719
| -30% | -$985K |
|
1542
Pembina Pipeline
PBA
$27.6B
| $2.14M | 0.01% |
89,233
-21,122
| -19% | -$591K |
|
|
CEO
1543
DELISTED
CNOOC Limited
CEO
| $2.14M | 0.01% |
20,777
-24,790
| -54% | -$2.97M |
|
1544
Global Partners
GLP
$1.7B
| $2.14M | 0.01% |
75,659
+9,853
| +15% | +$314K |
|
|
MEN
1545
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
| $2.14M | 0.01% |
189,127
-13,868
| -7% | -$156K |
|
|
FOLD
1546
DELISTED
Amicus Therapeutics
FOLD
| $2.13M | 0.01% |
+152,635
| New | +$2.39M |
|
1547
Flotek Industries
FTK
$1.28B
| $2.13M | 0.01% |
21,305
-725
| -3% | -$73.5K |
|
|
FSL
1548
DELISTED
FREESCALE SEMICONDUCTOR LTD
FSL
| $2.13M | 0.01% |
58,369
-39,227
| -40% | -$1.47M |
|
1549
GATX Corp
GATX
$6.27B
| $2.13M | 0.01% |
48,317
+26,198
| +118% | +$1.3M |
|
|
GPM
1550
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
| $2.13M | 0.01% |
296,036
+1,936
| +0.7% | +$15.3K |
|
Similar funds
TRSOTSOK
AIM
CII
AAMU
WANY
ACA
ZIG
Guggenheim Capital's Q3 2015 Portfolio in Review
As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.
Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.
Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.
- Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
- Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
- Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
- Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
- Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
- Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.
Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.