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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXJ
1526
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$2.77M 0.01%
205,863
-17,871
-8% -$241K
SRF
1527
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$2.77M 0.01%
30,839
-1,501
-5% -$149K
ERIC icon
1528
Ericsson
ERIC
$33.3B
$2.76M 0.01%
219,488
+67,088
+44% +$833K
SENEA icon
1529
Seneca Foods Class A
SENEA
$1.14B
$2.76M 0.01%
96,604
-3,823
-4% -$115K
LGF
1530
DELISTED
Lions Gate Entertainment
LGF
$2.76M 0.01%
83,679
-4,258
-5% -$135K
NUS icon
1531
Nu Skin
NUS
$249M
$2.76M 0.01%
61,217
+30,704
+101% +$1.63M
CSH
1532
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
$2.75M 0.01%
138,323
-1,977
-1% -$39.7K
BAF
1533
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$2.75M 0.01%
194,187
+30,792
+19% +$431K
HYEM icon
1534
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$2.74M 0.01%
107,594
+7,814
+8% +$203K
DF
1535
DELISTED
Dean Foods Company
DF
$2.74M 0.01%
206,790
-20,488
-9% -$326K
EGO icon
1536
Eldorado Gold
EGO
$9.51B
$2.74M 0.01%
81,153
-53,926
-40% -$2.07M
IWM icon
1537
CALL
iShares Russell 2000 ETF
IWM
$82.5B
$2.73M 0.01%
+25,000
New +$2.86M
AR icon
1538
Antero Resources
AR
$10.7B
$2.73M 0.01%
49,755
-13,032
-21% -$757K
ATO icon
1539
Atmos Energy
ATO
$28.8B
$2.73M 0.01%
57,256
-15,309
-21% -$764K
OZK icon
1540
Bank OZK
OZK
$5.68B
$2.71M 0.01%
86,140
-15,648
-15% -$505K
GRA
1541
DELISTED
W.R. Grace & Co.
GRA
$2.71M 0.01%
29,816
+6,087
+26% +$583K
TCBI icon
1542
Texas Capital Bancshares
TCBI
$4.36B
$2.71M 0.01%
46,981
+28,265
+151% +$1.52M
COTY icon
1543
Coty
COTY
$2.45B
$2.71M 0.01%
163,572
+33,800
+26% +$590K
NVAX icon
1544
Novavax
NVAX
$1.27B
$2.71M 0.01%
32,462
+18,172
+127% +$1.64M
NBH
1545
Neuberger Municipal Fund Inc
NBH
$301M
$2.7M 0.01%
181,490
-18,815
-9% -$283K
INB
1546
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$2.7M 0.01%
218,299
+20,982
+11% +$268K
KMM
1547
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$2.69M 0.01%
304,138
-66,991
-18% -$617K
MBB icon
1548
iShares MBS ETF
MBB
$39.1B
$2.69M 0.01%
24,902
-15,387
-38% -$1.66M
MTDR icon
1549
Matador Resources
MTDR
$6.05B
$2.69M 0.01%
104,065
+51,037
+96% +$1.34M
SAM icon
1550
Boston Beer
SAM
$1.93B
$2.69M 0.01%
12,117
+229
+2% +$51.3K
60 61
62
63 64

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.