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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NZH
1526
DELISTED
Nuveen Calif Div
NZH
| $2.73M | 0.01% |
223,908
-110,589
| -33% | -$1.32M |
|
1527
Ezcorp Inc
EZPW
$1.8B
| $2.73M | 0.01% |
252,686
+3,846
| +2% | +$45.1K |
|
|
CSH
1528
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
| $2.72M | 0.01% |
154,946
+1,407
| +0.9% | +$24.9K |
|
|
CBR
1529
DELISTED
CIBER Inc.
CBR
| $2.72M | 0.01% |
594,081
+10,050
| +2% | +$43.6K |
|
1530
Telkom Indonesia
TLK
$14.8B
| $2.72M | 0.01% |
138,020
+71,446
| +107% | +$1.34M |
|
|
SGY
1531
DELISTED
Stone Energy
SGY
| $2.71M | 0.01% |
1,138
-412
| -27% | -$807K |
|
|
SAFM
1532
DELISTED
Sanderson Farms Inc
SAFM
| $2.71M | 0.01% |
34,579
-2,989
| -8% | -$223K |
|
|
APLP
1533
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
| $2.71M | 0.01% |
95,188
+16,219
| +21% | +$478K |
|
|
PCM
1534
PCM Fund
PCM
$70M
| $2.71M | 0.01% |
222,662
+3,531
| +2% | +$42.3K |
|
1535
Vishay Intertechnology
VSH
$5.03B
| $2.7M | 0.01% |
181,228
+18,698
| +12% | +$263K |
|
1536
Carriage Services
CSV
$587M
| $2.69M | 0.01% |
147,442
+29,417
| +25% | +$590K |
|
1537
PUT
Tyson Foods
TSN
$20.6B
| $2.69M | 0.01% |
+61,100
| New | +$2.31M |
|
1538
Meritage Homes
MTH
$4.71B
| $2.69M | 0.01% |
128,304
+63,356
| +98% | +$1.44M |
|
1539
Ethan Allen Interiors
ETD
$598M
| $2.68M | 0.01% |
105,300
+27,868
| +36% | +$718K |
|
1540
Jazz Pharmaceuticals
JAZZ
$16.7B
| $2.67M | 0.01% |
19,282
+1,560
| +9% | +$235K |
|
|
RAI
1541
PUT
DELISTED
Reynolds American Inc
RAI
| $2.67M | 0.01% |
+100,000
| New | +$2.52M |
|
1542
Piper Sandler
PIPR
$5.02B
| $2.67M | 0.01% |
233,212
+14,076
| +6% | +$143K |
|
|
ENOC
1543
DELISTED
EnerNOC, Inc.
ENOC
| $2.66M | 0.01% |
119,512
+787
| +0.7% | +$16.7K |
|
1544
Clean Harbors
CLH
$16.2B
| $2.66M | 0.01% |
48,565
+44,766
| +1,178% | +$2.44M |
|
|
TBRG
1545
DELISTED
TruBridge
TBRG
| $2.66M | 0.01% |
41,170
+2,739
| +7% | +$178K |
|
1546
Centene
CNC
$31.7B
| $2.65M | 0.01% |
170,492
+4,208
| +3% | +$65.1K |
|
|
AXE
1547
DELISTED
Anixter International Inc
AXE
| $2.65M | 0.01% |
26,112
+8,594
| +49% | +$839K |
|
|
BFZ
1548
DELISTED
BlackRock CA Municipal Income Trust
BFZ
| $2.65M | 0.01% |
181,002
-92,061
| -34% | -$1.32M |
|
|
CLMS
1549
DELISTED
Calamos Asset Management, Inc.
CLMS
| $2.65M | 0.01% |
204,904
+183
| +0.1% | +$2.19K |
|
|
HERO
1550
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
| $2.65M | 0.01% |
576,951
+129,835
| +29% | +$652K |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.