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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDUS
1501
DELISTED
Radius Health, Inc.
RDUS
$2.48M 0.01%
65,355
+2,453
+4% +$117K
TTMI icon
1502
TTM Technologies
TTMI
$13.6B
$2.48M 0.01%
182,267
-188,571
-51% -$2.46M
WBK
1503
DELISTED
Westpac Banking Corporation
WBK
$2.47M 0.01%
105,289
+1,927
+2% +$45.1K
TMH
1504
DELISTED
Team Health Holdings Inc
TMH
$2.47M 0.01%
56,838
+41,247
+265% +$1.7M
CAVM
1505
DELISTED
Cavium, Inc.
CAVM
$2.47M 0.01%
39,523
-10,834
-22% -$625K
UVE icon
1506
Universal Insurance Holdings
UVE
$1.23B
$2.47M 0.01%
86,819
-86,528
-50% -$2.06M
BRX icon
1507
Brixmor Property Group
BRX
$9.49B
$2.46M 0.01%
100,847
-65,571
-39% -$1.64M
BUFF
1508
DELISTED
Blue Buffalo Pet Products, Inc
BUFF
$2.46M 0.01%
102,387
-63,671
-38% -$1.54M
FINL
1509
DELISTED
Finish Line
FINL
$2.46M 0.01%
130,454
-19,904
-13% -$433K
NID
1510
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$2.46M 0.01%
193,184
-39,735
-17% -$520K
FPRX
1511
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$2.45M 0.01%
48,938
-3,739
-7% -$196K
WNRL
1512
DELISTED
Western Refining Logistics, LP
WNRL
$2.45M 0.01%
114,771
+40,657
+55% +$881K
VER
1513
DELISTED
VEREIT, Inc.
VER
$2.44M 0.01%
57,755
-110,387
-66% -$4.88M
SINA
1514
DELISTED
Sina Corp
SINA
$2.42M 0.01%
39,879
-1,161
-3% -$83.2K
BSJI
1515
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$2.42M 0.01%
96,255
-49,265
-34% -$1.24M
BSJK
1516
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$2.42M 0.01%
99,776
-6,854
-6% -$166K
EDD
1517
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$384M
$2.42M 0.01%
336,912
+13,990
+4% +$105K
HMHC
1518
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$2.41M 0.01%
222,456
-1,241
-0.6% -$14.5K
ONCE
1519
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$2.41M 0.01%
+48,360
New +$2.59M
ASML icon
1520
ASML
ASML
$645B
$2.41M 0.01%
21,473
+593
+3% +$62.1K
MASI
1521
DELISTED
Masimo
MASI
$2.41M 0.01%
35,753
-4,902
-12% -$301K
AMD icon
1522
Advanced Micro Devices
AMD
$786B
$2.41M 0.01%
212,196
-45,553
-18% -$382K
OXSQ icon
1523
Oxford Square Capital
OXSQ
$158M
$2.4M 0.01%
363,679
+72,515
+25% +$448K
BSJJ
1524
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$2.4M 0.01%
99,401
-51,451
-34% -$1.24M
BSJH
1525
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$2.4M 0.01%
92,967
-48,997
-35% -$1.26M
59 60
61
62 63

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.