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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SM icon
1501
SM Energy
SM
$6.96B
$2.2M 0.01%
117,515
+21,337
+22% +$294K
AMWD
1502
DELISTED
American Woodmark
AMWD
$2.2M 0.01%
29,436
-2,810
-9% -$190K
DCM
1503
DELISTED
NTT DOCOMO, Inc.
DCM
$2.19M 0.01%
96,349
-1,923
-2% -$42.9K
TAHO
1504
DELISTED
Tahoe Resources Inc
TAHO
$2.19M 0.01%
218,176
-124,039
-36% -$1.11M
UUP icon
1505
Invesco DB US Dollar Index Bullish Fund
UUP
$424M
$2.19M 0.01%
89,125
-7,025
-7% -$178K
EFA icon
1506
iShares MSCI EAFE ETF
EFA
$79.4B
$2.18M 0.01%
38,211
– –
BMI icon
1507
Badger Meter
BMI
$4.05B
$2.17M 0.01%
65,348
+1,046
+2% +$32.3K
AKR icon
1508
Acadia Realty Trust
AKR
$2.86B
$2.17M 0.01%
61,811
-10,961
-15% -$364K
DEI icon
1509
Douglas Emmett
DEI
$1.97B
$2.17M 0.01%
72,074
-3,174
-4% -$89.9K
SAN icon
1510
Banco Santander
SAN
$210B
$2.16M 0.01%
517,536
-157,435
-23% -$647K
GPM
1511
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$2.16M 0.01%
296,557
– –
HL icon
1512
Hecla Mining
HL
$10.8B
$2.16M 0.01%
777,320
+26,459
+4% +$59.8K
BTZ icon
1513
BlackRock Credit Allocation Income Trust
BTZ
$945M
$2.16M 0.01%
172,303
-35,280
-17% -$427K
ISCA
1514
DELISTED
International Speedway Corp
ISCA
$2.16M 0.01%
58,436
+1,141
+2% +$38.9K
ALGT icon
1515
Allegiant Air
ALGT
$2.69B
$2.15M 0.01%
12,098
-1,913
-14% -$312K
IHD
1516
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$130M
$2.15M 0.01%
278,655
-28,829
-9% -$200K
KRG icon
1517
Kite Realty
KRG
$5.36B
$2.15M 0.01%
77,697
-9,034
-10% -$240K
NPKI
1518
NPK International
NPKI
$1.16B
$2.15M 0.01%
497,760
+14,429
+3% +$61.7K
ASNA
1519
DELISTED
Ascena Retail Group, Inc.
ASNA
$2.15M 0.01%
9,726
-25,942
-73% -$4.58M
RT
1520
DELISTED
Ruby Tuesday Georgia
RT
$2.15M 0.01%
399,427
+56,160
+16% +$294K
IMS
1521
DELISTED
IMS HEALTH HLDGS INC COM STK (DE)
IMS
$2.14M 0.01%
80,780
-20,525
-20% -$509K
FNFG
1522
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$2.14M 0.01%
221,314
-2,083
-0.9% -$20.1K
VLT icon
1523
Invesco High Income Trust II
VLT
$65.4M
$2.14M 0.01%
161,774
-10,021
-6% -$127K
RNP icon
1524
Cohen & Steers REIT and Preferred and Income Fund
RNP
$983M
$2.14M 0.01%
113,038
-2,735
-2% -$48.4K
ORIT
1525
DELISTED
Oritani Financial Corp. New
ORIT
$2.14M 0.01%
126,029
-33,050
-21% -$540K
59 60
61
62 63

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.