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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$42.2B
AUM Growth
+$2.39B
Cap. Flow
+$1.73B
Cap. Flow %
4.08%
Top 10 Hldgs %
6.95%
Holding
3,161
New
154
Increased
1,631
Reduced
1,226
Closed
131

Top Buys

Rank Stock Value
1
OA
Orbital ATK, Inc.
OA
+$79.3M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$74.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$55.8M
4
AMGN icon
Amgen
AMGN
+$49.5M
5
SWKS icon
Skyworks Solutions
SWKS
+$44.6M

Top Sells

Rank Stock Value
1
B
Barrick Mining
B
+$110M
2
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$89.7M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$80.1M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69M
5
AGN
Allergan Inc
AGN
+$66.4M

Sector Composition

Rank Sector Weight
1 Healthcare 12.36%
2 Technology 11.41%
3 Consumer Discretionary 10.43%
4 Financials 10.38%
5 Industrials 9.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNRA
1501
DELISTED
Panera Bread Co
PNRA
$2.82M 0.01%
17,639
+14,046
+391% +$2.33M
PDM
1502
Piedmont Realty Trust
PDM
$1.19B
$2.82M 0.01%
151,450
+102,728
+211% +$1.94M
BAS
1503
DELISTED
Basis Energy Services, Inc.
BAS
$2.82M 0.01%
713
-346
-33% -$1.3M
TTMI icon
1504
TTM Technologies
TTMI
$14.5B
$2.81M 0.01%
312,281
-1,696
-0.5% -$13.9K
DCP
1505
DELISTED
DCP Midstream, LP
DCP
$2.81M 0.01%
75,973
+44,906
+145% +$1.77M
CEO
1506
DELISTED
CNOOC Limited
CEO
$2.81M 0.01%
19,814
-10,287
-34% -$1.42M
MITT
1507
TPG Mortgage Investment Trust
MITT
$225M
$2.8M 0.01%
49,570
-12,653
-20% -$708K
BT
1508
DELISTED
BT Group plc (ADR)
BT
$2.8M 0.01%
85,996
-178,166
-67% -$5.88M
SAFM
1509
DELISTED
Sanderson Farms Inc
SAFM
$2.8M 0.01%
35,144
-17,497
-33% -$1.42M
LVNTA
1510
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$2.78M 0.01%
66,229
+14,918
+29% +$579K
ISCA
1511
DELISTED
International Speedway Corp
ISCA
$2.78M 0.01%
85,214
-5,167
-6% -$161K
UNT
1512
DELISTED
UNIT Corporation
UNT
$2.77M 0.01%
99,045
-2,593
-3% -$77.1K
DNR
1513
DELISTED
Denbury Resources, Inc.
DNR
$2.77M 0.01%
379,700
-5,871,564
-94% -$45.5M
CE icon
1514
Celanese
CE
$4.82B
$2.77M 0.01%
49,531
+999
+2% +$56.5K
PBR icon
1515
Petrobras
PBR
$116B
$2.76M 0.01%
459,525
+2,209
+0.5% +$14.1K
MUI
1516
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$2.76M 0.01%
188,019
-13,909
-7% -$203K
PNFP icon
1517
Pinnacle Financial Partners Inc
PNFP
$15.8B
$2.76M 0.01%
61,985
+42,463
+218% +$1.71M
GDXJ icon
1518
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$2.75M 0.01%
121,133
+8,455
+8% +$219K
BNY
1519
DELISTED
BlackRock New York Municipal Income Trust
BNY
$2.75M 0.01%
187,448
+5,636
+3% +$82.6K
BRS
1520
DELISTED
Bristow Group, Inc.
BRS
$2.75M 0.01%
50,528
+10,441
+26% +$618K
DIOD icon
1521
Diodes
DIOD
$4.84B
$2.75M 0.01%
96,164
-1,380
-1% -$38.6K
AVIV
1522
DELISTED
AVIV REIT INC COM STK (MD)
AVIV
$2.74M 0.01%
75,098
+7,149
+11% +$265K
RRTS
1523
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
$2.74M 0.01%
4,331
-164
-4% -$98.5K
ARII
1524
DELISTED
American Railcar Industries, Inc.
ARII
$2.73M 0.01%
+54,949
New +$2.85M
TCOM icon
1525
Trip.com Group
TCOM
$29.1B
$2.73M 0.01%
93,154
+10,762
+13% +$260K
59 60
61
62 63

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2015 Portfolio in Review

As of Q1 2015, Guggenheim Capital held 3,161 positions worth $42.2B, up 6% from $39.9B the previous quarter. Its ten largest holdings account for 7% of the portfolio.

Guggenheim Capital deployed $1.73B of net new capital in Q1 2015, opening 154 new positions and adding to 1,631 existing holdings. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Barrick Mining, an estimated $110M trimmed.

  • Guggenheim Capital's largest Q1 2015 buy was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.
  • Guggenheim Capital added most to Orbital ATK, Inc. in Q1 2015, an estimated $79.3M increase.
  • Guggenheim Capital's biggest Q1 2015 reduction was Barrick Mining, cutting an estimated $110M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2015, selling an estimated $80.1M.
  • Guggenheim Capital's ten largest holdings make up 7% of its $42.2B portfolio in Q1 2015.
  • Guggenheim Capital opened 154 new positions and closed 131 in Q1 2015.
  • Guggenheim Capital's portfolio value rose 6% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q1 2015, filed 15 May 2015.