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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNRA
1501
DELISTED
Panera Bread Co
PNRA
$2.83M 0.01%
16,021
+2,020
+14% +$358K
PERY
1502
DELISTED
Perry Ellis International Inc
PERY
$2.83M 0.01%
205,622
+3,718
+2% +$55.7K
IRF
1503
DELISTED
INTL RECTIFIER CORP
IRF
$2.82M 0.01%
102,774
+15,121
+17% +$401K
NAN icon
1504
Nuveen New York Quality Municipal Income Fund
NAN
$369M
$2.81M 0.01%
211,437
-2,177
-1% -$28.8K
NMZ icon
1505
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
$2.81M 0.01%
220,876
-44,861
-17% -$563K
SFM icon
1506
Sprouts Farmers Market
SFM
$8.13B
$2.81M 0.01%
77,983
-1,653
-2% -$60.9K
ACC
1507
DELISTED
American Campus Communities, Inc.
ACC
$2.8M 0.01%
74,898
+31,424
+72% +$1.11M
BBOX
1508
DELISTED
Black Box Corp
BBOX
$2.79M 0.01%
114,621
+1,967
+2% +$52.6K
PGTI
1509
DELISTED
PGT, Inc.
PGTI
$2.78M 0.01%
241,893
+22,872
+10% +$256K
BDN
1510
Brandywine Realty Trust
BDN
$554M
$2.78M 0.01%
192,258
+27,475
+17% +$392K
IDIX
1511
DELISTED
IDENIX PHARMACEUTICALS INC
IDIX
$2.78M 0.01%
+460,627
New +$3.21M
HITK
1512
DELISTED
HI-TECH PHARMACAL INC
HITK
$2.77M 0.01%
64,001
+32,805
+105% +$1.42M
SPTN
1513
DELISTED
SpartanNash
SPTN
$2.77M 0.01%
119,448
+1,104
+0.9% +$25.1K
DEX
1514
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$2.77M 0.01%
225,392
-32,232
-13% -$388K
SIG icon
1515
Signet Jewelers
SIG
$3.65B
$2.77M 0.01%
26,138
+18,442
+240% +$1.61M
AFFX
1516
DELISTED
Affymetrix Inc
AFFX
$2.76M 0.01%
386,801
+44,585
+13% +$359K
UI icon
1517
Ubiquiti
UI
$34.3B
$2.75M 0.01%
60,556
+3,392
+6% +$159K
ARCC icon
1518
Ares Capital
ARCC
$14.1B
$2.75M 0.01%
156,143
+11,433
+8% +$204K
TDW icon
1519
Tidewater
TDW
$4.06B
$2.75M 0.01%
1,753
+324
+23% +$530K
SAM icon
1520
Boston Beer
SAM
$1.88B
$2.75M 0.01%
11,215
+2,522
+29% +$575K
DXYN
1521
DELISTED
Dixie Group Inc
DXYN
$2.74M 0.01%
167,100
+20,346
+14% +$293K
HYB
1522
DELISTED
New America High Income Fund, Inc.
HYB
$2.74M 0.01%
279,262
-19,947
-7% -$195K
ON icon
1523
ON Semiconductor
ON
$18.6B
$2.74M 0.01%
291,492
+105,209
+56% +$945K
WCG
1524
DELISTED
Wellcare Health Plans, Inc.
WCG
$2.74M 0.01%
43,080
+4,267
+11% +$277K
OAK
1525
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$2.74M 0.01%
47,053
+23,854
+103% +$1.4M
59 60
61
62 63

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.