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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HQY icon
1476
HealthEquity
HQY
$8.73B
$1.31M 0.01%
13,876
+8,089
+140% +$697K
CCT
1477
DELISTED
Corporate Capital Trust, Inc.
CCT
$1.31M 0.01%
85,809
+49,229
+135% +$809K
HYI
1478
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$1.3M 0.01%
89,570
-38,939
-30% -$563K
CIT
1479
DELISTED
CIT Group Inc.
CIT
$1.3M 0.01%
25,251
-45,158
-64% -$2.4M
INGN icon
1480
Inogen
INGN
$187M
$1.3M 0.01%
5,328
+1,734
+48% +$401K
WEA
1481
Western Asset Premier Bond Fund
WEA
$124M
$1.3M 0.01%
101,530
-4,207
-4% -$53.3K
BBF
1482
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$1.3M 0.01%
99,353
+5,242
+6% +$70.7K
CWEN.A
1483
DELISTED
Clearway Energy Class A
CWEN.A
$1.29M 0.01%
67,799
+3,450
+5% +$65.4K
ARQ icon
1484
Arq
ARQ
$88M
$1.29M 0.01%
107,790
+25,943
+32% +$296K
BAB icon
1485
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$1.29M 0.01%
44,260
-24,075
-35% -$708K
SKX
1486
DELISTED
Skechers
SKX
$1.28M 0.01%
45,893
-21,184
-32% -$614K
ITGR icon
1487
Integer Holdings
ITGR
$4.25B
$1.27M 0.01%
15,376
+2,515
+20% +$188K
INVX
1488
Innovex International
INVX
$2.13B
$1.27M 0.01%
24,296
-4,627
-16% -$241K
EOCC
1489
DELISTED
Enel Generacion Chile S.A.
EOCC
$1.27M 0.01%
61,121
-3,095
-5% -$62.4K
PFF icon
1490
iShares Preferred and Income Securities ETF
PFF
$13.3B
$1.26M 0.01%
34,052
-1,565
-4% -$58.7K
HUBS icon
1491
HubSpot
HUBS
$12.8B
$1.26M 0.01%
8,364
-1,341
-14% -$184K
CNSL
1492
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$1.26M 0.01%
96,816
+8,163
+9% +$101K
CCK icon
1493
Crown Holdings
CCK
$13.3B
$1.26M 0.01%
26,268
+9,283
+55% +$412K
DNI
1494
DELISTED
Dividend and Income Fund
DNI
$1.26M 0.01%
105,614
+180
+0.2% +$2.21K
NAVI icon
1495
Navient
NAVI
$880M
$1.26M 0.01%
93,201
+12,438
+15% +$168K
AKRX
1496
DELISTED
Akorn Inc
AKRX
$1.26M 0.01%
96,873
-19,479
-17% -$320K
FAF icon
1497
First American
FAF
$7.66B
$1.25M 0.01%
24,335
-38,591
-61% -$2.11M
TTD icon
1498
Trade Desk
TTD
$8.91B
$1.25M 0.01%
82,840
-33,270
-29% -$395K
TCBK icon
1499
TriCo Bancshares
TCBK
$1.85B
$1.25M 0.01%
32,266
+223
+0.7% +$8.63K
PNK
1500
DELISTED
Pinnacle Entertainment Inc.
PNK
$1.25M 0.01%
36,968
-403
-1% -$13.6K
58 59
60
61 62

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.