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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41B
AUM Growth
-$1.22B
Cap. Flow
-$1.4B
Cap. Flow %
-3.42%
Top 10 Hldgs %
7.61%
Holding
2,857
New
150
Increased
1,149
Reduced
1,452
Closed
90

Top Buys

Rank Stock Value
1
IPGP icon
IPG Photonics
IPGP
+$83.6M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$79.8M
3
TTWO icon
Take-Two Interactive
TTWO
+$54.2M
4
SIVB
SVB Financial Group
SIVB
+$47.1M
5
NKTR icon
Nektar Therapeutics
NKTR
+$41.1M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$792M
2
STX icon
Seagate
STX
+$79.7M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$76.2M
4
LYB icon
LyondellBasell Industries
LYB
+$75.9M
5
ACN icon
Accenture
ACN
+$71.2M

Sector Composition

Rank Sector Weight
1 Technology 15.18%
2 Financials 12.82%
3 Healthcare 11.74%
4 Industrials 10.52%
5 Consumer Discretionary 10.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COHR icon
1476
Coherent
COHR
$74.2B
$2.53M 0.01%
61,842
+2,187
+4% +$94.7K
KFY icon
1477
Korn Ferry
KFY
$4.28B
$2.53M 0.01%
49,072
-9
-0% -$401
MAIN icon
1478
Main Street Capital
MAIN
$5.48B
$2.53M 0.01%
68,528
-3,457
-5% -$129K
ICLR icon
1479
Icon
ICLR
$12.7B
$2.53M 0.01%
21,400
+14,400
+206% +$1.65M
TEN
1480
Tsakos Energy Navigation Ltd
TEN
$1.18B
$2.52M 0.01%
152,890
+27,051
+21% +$488K
CNXM
1481
DELISTED
CNX Midstream Partners LP
CNXM
$2.52M 0.01%
137,114
+8,101
+6% +$154K
WOR icon
1482
Worthington Enterprises
WOR
$2.86B
$2.51M 0.01%
94,801
-13,818
-13% -$388K
ZEUS
1483
DELISTED
Olympic Steel
ZEUS
$2.51M 0.01%
122,419
-25,824
-17% -$588K
PCF
1484
High Income Securities Fund
PCF
$99.9M
$2.51M 0.01%
277,323
-5,116
-2% -$46.3K
MUH
1485
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$2.5M 0.01%
179,830
-23,747
-12% -$337K
GDO
1486
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$2.49M 0.01%
148,809
+7,988
+6% +$138K
CCEC
1487
Capital Clean Energy Carriers
CCEC
$1.35B
$2.49M 0.01%
113,875
+5,918
+5% +$136K
ISBC
1488
DELISTED
Investors Bancorp, Inc.
ISBC
$2.47M 0.01%
181,360
-23,880
-12% -$331K
BNJ
1489
DELISTED
Blackrock New Jersey Muni Tr
BNJ
$2.47M 0.01%
175,818
-27,207
-13% -$391K
KELYA icon
1490
Kelly Services Class A
KELYA
$528M
$2.47M 0.01%
85,098
-24,862
-23% -$723K
SPTN
1491
DELISTED
SpartanNash
SPTN
$2.46M 0.01%
143,163
-16,362
-10% -$351K
KSM
1492
DELISTED
DWS Strategic Municipal Income Trust
KSM
$2.46M 0.01%
223,820
+16,188
+8% +$181K
RA
1493
Brookfield Real Assets Income Fund
RA
$708M
$2.45M 0.01%
112,447
-22,551
-17% -$511K
AKP
1494
DELISTED
Alliance Californa Muni Fd
AKP
$2.45M 0.01%
192,747
+3,136
+2% +$40.9K
MIC
1495
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$2.44M 0.01%
66,100
-3,397
-5% -$183K
GHY
1496
PGIM Global High Yield Fund
GHY
$483M
$2.44M 0.01%
175,513
-12,691
-7% -$180K
RDUS
1497
DELISTED
Radius Health, Inc.
RDUS
$2.44M 0.01%
67,739
-3,605
-5% -$130K
VEDL
1498
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$2.43M 0.01%
138,456
+18,503
+15% +$373K
BSBR icon
1499
Santander
BSBR
$43.5B
$2.43M 0.01%
211,156
+23,013
+12% +$241K
CAR icon
1500
Avis
CAR
$5.02B
$2.43M 0.01%
51,867
-11,701
-18% -$527K
58 59
60
61 62

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2018 Portfolio in Review

As of Q1 2018, Guggenheim Capital held 2,857 positions worth $41B, down 2.9% from $42.2B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $1.4B in Q1 2018, closing 90 positions and reducing 1,452 holdings. Its most notable exit was Seagate, an estimated $79.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in State Street SPDR Bloomberg High Yield Bond ETF worth $28.5M.

  • Guggenheim Capital's largest Q1 2018 buy was State Street SPDR Bloomberg High Yield Bond ETF: 264,964 shares worth $28.5M.
  • Guggenheim Capital added most to IPG Photonics in Q1 2018, an estimated $83.6M increase.
  • Guggenheim Capital's biggest Q1 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $792M.
  • Guggenheim Capital fully exited Seagate in Q1 2018, selling an estimated $79.7M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $41B portfolio in Q1 2018.
  • Guggenheim Capital opened 150 new positions and closed 90 in Q1 2018.
  • Guggenheim Capital's portfolio value fell 2.9% quarter-over-quarter to $41B.

Based on Guggenheim Capital's 13F filing for Q1 2018, filed 15 May 2018.