We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCRD
1476
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$2.63M 0.01%
282,007
-69,208
-20% -$666K
SIVB
1477
DELISTED
SVB Financial Group
SIVB
$2.62M 0.01%
14,011
+486
+4% +$85.5K
RRD
1478
DELISTED
RR Donnelley & Sons Co.
RRD
$2.62M 0.01%
254,488
+40,202
+19% +$416K
CMO
1479
DELISTED
Capstead Mortgage Corp.
CMO
$2.61M 0.01%
270,434
+5,991
+2% +$58.9K
ISCA
1480
DELISTED
International Speedway Corp
ISCA
$2.61M 0.01%
72,410
-690
-0.9% -$24.1K
IPHS
1481
DELISTED
Innophos Holdings, Inc.
IPHS
$2.6M 0.01%
52,912
-6,835
-11% -$308K
ONB icon
1482
Old National Bancorp
ONB
$10.2B
$2.59M 0.01%
141,768
-5,928
-4% -$99.1K
ANDE icon
1483
Andersons Inc
ANDE
$2.41B
$2.59M 0.01%
75,635
+5,740
+8% +$190K
BRFS
1484
DELISTED
BRF SA
BRFS
$2.58M 0.01%
178,786
-24,101
-12% -$314K
BCV
1485
Bancroft Fund
BCV
$133M
$2.57M 0.01%
117,225
+19,925
+20% +$436K
HNI icon
1486
HNI Corp
HNI
$3.24B
$2.56M 0.01%
61,841
+28,972
+88% +$1.09M
PHT
1487
DELISTED
Pioneer High Income Fund
PHT
$2.56M 0.01%
255,502
-18,516
-7% -$183K
OLLI icon
1488
Ollie's Bargain Outlet
OLLI
$4.44B
$2.56M 0.01%
55,164
+4,375
+9% +$193K
GLQ
1489
Clough Global Equity Fund
GLQ
$152M
$2.56M 0.01%
192,969
+40,968
+27% +$544K
NBR icon
1490
Nabors Industries
NBR
$1.27B
$2.54M 0.01%
6,301
+356
+6% +$130K
ESIO
1491
DELISTED
Electro Scientific Industries
ESIO
$2.54M 0.01%
182,469
+30,198
+20% +$327K
AIF
1492
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$2.54M 0.01%
156,496
+7,658
+5% +$125K
TRTN
1493
DELISTED
Triton International Limited
TRTN
$2.54M 0.01%
76,220
+3,173
+4% +$109K
MVT
1494
DELISTED
BlackRock MuniVest Fund II
MVT
$2.53M 0.01%
163,514
-4,404
-3% -$69.5K
ARGO
1495
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$2.53M 0.01%
47,355
-948
-2% -$49.6K
RGS icon
1496
Regis Corp
RGS
$68.4M
$2.53M 0.01%
8,855
+1,513
+21% +$349K
TPH
1497
DELISTED
Tri Pointe Homes
TPH
$2.52M 0.01%
182,493
-21,296
-10% -$283K
RWX icon
1498
State Street SPDR Dow Jones International Real Estate ETF
RWX
$269M
$2.52M 0.01%
65,589
+73
+0.1% +$2.83K
CASY icon
1499
Casey's General Stores
CASY
$32.2B
$2.52M 0.01%
22,985
-1,000
-4% -$106K
BZUN
1500
Baozun
BZUN
$167M
$2.51M 0.01%
76,648
+34,375
+81% +$1.09M
58 59
60
61 62

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.