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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VKI icon
1476
Invesco Advantage Municipal Income Trust II
VKI
$401M
$2.36M 0.01%
207,936
+71,281
+52% +$792K
ROCK icon
1477
Gibraltar Industries
ROCK
$1.49B
$2.36M 0.01%
128,536
-7,405
-5% -$136K
UHT
1478
Universal Health Realty Income Trust
UHT
$594M
$2.35M 0.01%
50,146
+940
+2% +$44.7K
JTP
1479
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$2.35M 0.01%
298,202
-57,281
-16% -$464K
INB
1480
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$2.35M 0.01%
247,142
+91,717
+59% +$969K
GBDC icon
1481
Golub Capital BDC
GBDC
$3.42B
$2.34M 0.01%
149,652
-31,785
-18% -$514K
STLD icon
1482
Steel Dynamics
STLD
$37.6B
$2.33M 0.01%
135,876
+38,119
+39% +$738K
BSE
1483
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$2.33M 0.01%
180,160
+12,456
+7% +$162K
HNW
1484
DELISTED
Pioneer Diversified High Income Fund
HNW
$2.33M 0.01%
157,935
-34,323
-18% -$533K
UIL
1485
DELISTED
UIL HOLDINGS
UIL
$2.33M 0.01%
46,376
-16,858
-27% -$797K
TLP
1486
DELISTED
Transmontaigne
TLP
$2.33M 0.01%
85,671
+6,378
+8% +$205K
USDU icon
1487
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$456M
$2.33M 0.01%
80,693
+6,811
+9% +$195K
CTWS
1488
DELISTED
Connecticut Water Service Inc
CTWS
$2.33M 0.01%
63,666
-1,342
-2% -$46.7K
BR icon
1489
Broadridge
BR
$19B
$2.32M 0.01%
41,978
-10,087
-19% -$542K
DHX icon
1490
DHI Group
DHX
$173M
$2.32M 0.01%
317,622
+2,341
+0.7% +$18.9K
NJR icon
1491
New Jersey Resources
NJR
$5.58B
$2.31M 0.01%
77,033
+2,594
+3% +$73.7K
OPLN
1492
Openlane
OPLN
$4.54B
$2.31M 0.01%
171,484
+83,175
+94% +$1.18M
NSIT icon
1493
Insight Enterprises
NSIT
$4.38B
$2.3M 0.01%
88,989
-5,303
-6% -$140K
DCP
1494
DELISTED
DCP Midstream, LP
DCP
$2.3M 0.01%
95,132
-226,602
-70% -$6.56M
PRKS icon
1495
United Parks & Resorts
PRKS
$2.12B
$2.3M 0.01%
129,015
-12,271
-9% -$221K
CYNO
1496
DELISTED
Cynosure, Inc. Class A
CYNO
$2.29M 0.01%
76,380
+1,704
+2% +$61.2K
TGP
1497
DELISTED
Teekay LNG Partners L.P.
TGP
$2.29M 0.01%
95,691
+784
+0.8% +$21.4K
FMBI
1498
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$2.29M 0.01%
130,391
-11,431
-8% -$208K
GGE
1499
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$2.28M 0.01%
+939
New +$15.4K
MDC
1500
DELISTED
M.D.C. Holdings, Inc.
MDC
$2.28M 0.01%
120,941
-24,303
-17% -$509K
58 59
60
61 62

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.