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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKH icon
126
Black Hills Corp
BKH
$5.42B
$55M 0.16%
953,191
-29,952
-3% -$1.65M
EIX icon
127
Edison International
EIX
$28.2B
$54.3M 0.15%
959,376
-22,759
-2% -$1.13M
SO icon
128
Southern Company
SO
$109B
$54.2M 0.15%
1,233,174
+79,850
+7% +$3.35M
RTN
129
DELISTED
Raytheon Company
RTN
$54M 0.15%
546,846
+213,075
+64% +$20.2M
UGI icon
130
UGI
UGI
$7.74B
$53.9M 0.15%
1,772,517
+33,768
+2% +$972K
MDLZ icon
131
Mondelez International
MDLZ
$79.5B
$53.6M 0.15%
1,550,706
-50,421
-3% -$1.72M
CVSA
132
Covista Inc
CVSA
$4.25B
$53.3M 0.15%
1,257,579
-25,922
-2% -$1M
AGN
133
DELISTED
Allergan plc
AGN
$53.2M 0.15%
258,597
+26,667
+11% +$5.28M
ETR icon
134
Entergy
ETR
$50.2B
$53.1M 0.15%
1,589,378
+127,612
+9% +$4.03M
FL
135
DELISTED
Foot Locker
FL
$51.8M 0.15%
1,102,026
+100,689
+10% +$4.18M
F icon
136
Ford
F
$58.5B
$51.8M 0.15%
3,318,083
+1,327,905
+67% +$20.5M
CA
137
DELISTED
CA, Inc.
CA
$51.1M 0.15%
1,648,593
-593,629
-26% -$19.3M
KND
138
DELISTED
Kindred Healthcare
KND
$51M 0.15%
2,177,223
-124,405
-5% -$2.57M
NEE icon
139
NextEra Energy
NEE
$181B
$50.8M 0.14%
2,125,484
+138,132
+7% +$3.13M
WRB icon
140
W.R. Berkley
WRB
$26.9B
$50.8M 0.14%
4,118,091
-2,065,658
-33% -$25M
SBUX icon
141
Starbucks
SBUX
$120B
$50.7M 0.14%
1,382,452
+46,512
+3% +$1.72M
ORCL icon
142
Oracle
ORCL
$374B
$50.7M 0.14%
1,239,436
+38,217
+3% +$1.45M
STZ icon
143
Constellation Brands
STZ
$22.2B
$50.6M 0.14%
595,471
+81,795
+16% +$6.5M
TGT icon
144
Target
TGT
$65.6B
$50.6M 0.14%
835,920
+233,661
+39% +$13.8M
MA icon
145
Mastercard
MA
$502B
$49.9M 0.14%
667,861
+122,691
+23% +$9.59M
SWY
146
DELISTED
SAFEWAY INC
SWY
$49.8M 0.14%
1,663,441
-54,442
-3% -$1.69M
DFS
147
DELISTED
Discover Financial Services
DFS
$49.6M 0.14%
852,245
+358,070
+72% +$20.1M
MNST icon
148
Monster Beverage
MNST
$94.3B
$49.6M 0.14%
4,282,410
+1,482,312
+53% +$17.3M
TXN icon
149
Texas Instruments
TXN
$252B
$49.5M 0.14%
1,050,374
+52,680
+5% +$2.32M
LLL
150
DELISTED
L3 Technologies, Inc.
LLL
$49.3M 0.14%
417,563
+147,012
+54% +$16.4M
4 5
6
7 8

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.