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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REXR icon
1451
Rexford Industrial Realty
REXR
$8.26B
$3.16M 0.01%
228,296
+127,440
+126% +$1.81M
GBDC icon
1452
Golub Capital BDC
GBDC
$3.34B
$3.16M 0.01%
202,081
+62,668
+45% +$1.04M
BEE
1453
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
$3.15M 0.01%
270,667
+108,730
+67% +$1.28M
STAG icon
1454
STAG Industrial
STAG
$7.19B
$3.13M 0.01%
151,009
-1,051
-0.7% -$24.2K
SAP icon
1455
SAP
SAP
$228B
$3.12M 0.01%
43,205
-1,650
-4% -$128K
BSL
1456
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$3.11M 0.01%
181,066
-28,601
-14% -$505K
NSIT icon
1457
Insight Enterprises
NSIT
$4.24B
$3.1M 0.01%
136,956
-73,196
-35% -$1.95M
BHP icon
1458
BHP
BHP
$227B
$3.1M 0.01%
62,221
+483
+0.8% +$28.1K
MFD
1459
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$3.1M 0.01%
184,369
-44,390
-19% -$789K
CENTA icon
1460
Central Garden & Pet Co Class A
CENTA
$2.41B
$3.08M 0.01%
479,671
-749
-0.2% -$5.3K
SPH icon
1461
Suburban Propane Partners
SPH
$1.18B
$3.08M 0.01%
69,183
+17,283
+33% +$771K
AU icon
1462
AngloGold Ashanti
AU
$44.8B
$3.08M 0.01%
256,539
+36,988
+17% +$604K
MMD
1463
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$280M
$3.07M 0.01%
172,075
+19,318
+13% +$339K
SNCR
1464
DELISTED
Synchronoss Technologies
SNCR
$3.07M 0.01%
7,455
-2,898
-28% -$1.04M
DKS icon
1465
Dick's Sporting Goods
DKS
$17.9B
$3.06M 0.01%
69,699
-13,338
-16% -$594K
AGCO icon
1466
AGCO
AGCO
$7.27B
$3.06M 0.01%
67,274
-44,219
-40% -$2.19M
NAVG
1467
DELISTED
Navigators Group Inc
NAVG
$3.06M 0.01%
99,416
+9,808
+11% +$312K
PFX icon
1468
PhenixFIN
PFX
$89.2M
$3.05M 0.01%
12,912
+4,117
+47% +$1.05M
AEGR
1469
DELISTED
Aegerion Pharmaceuticals
AEGR
$3.05M 0.01%
91,281
+2,144
+2% +$66.5K
KTF
1470
DWS Municipal Income Trust
KTF
$351M
$3.04M 0.01%
230,722
-18,347
-7% -$244K
NBIX icon
1471
Neurocrine Biosciences
NBIX
$16.4B
$3.04M 0.01%
194,185
+4,458
+2% +$66.6K
HZO icon
1472
MarineMax
HZO
$793M
$3.03M 0.01%
179,869
+77,687
+76% +$1.35M
GOLD
1473
DELISTED
Randgold Resources Ltd
GOLD
$3.02M 0.01%
45,393
-1,502
-3% -$121K
ARIA
1474
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$3.02M 0.01%
559,392
+41,822
+8% +$244K
DK icon
1475
Delek US
DK
$3.66B
$3.01M 0.01%
90,790
+65,185
+255% +$2.08M
57 58
59
60 61

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.