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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1451
ArcBest
ARCB
$3.02B
| $2.98M | 0.01% |
80,584
+8,450
| +12% | +$288K |
|
1452
Everest Group
EG
$14.2B
| $2.98M | 0.01% |
19,459
-1,548
| -7% | -$229K |
|
1453
Telephone and Data Systems
TDS
$4.1B
| $2.98M | 0.01% |
113,516
+1,886
| +2% | +$48K |
|
|
SWC
1454
DELISTED
Stillwater Mining Co
SWC
| $2.97M | 0.01% |
200,748
+22,126
| +12% | +$301K |
|
1455
First American
FAF
$7.67B
| $2.97M | 0.01% |
111,875
+3,278
| +3% | +$87K |
|
|
CIT
1456
DELISTED
CIT Group Inc.
CIT
| $2.97M | 0.01% |
60,572
+26,743
| +79% | +$1.3M |
|
1457
Invesco Financial Preferred ETF
PGF
$672M
| $2.97M | 0.01% |
166,844
+82,672
| +98% | +$1.44M |
|
|
TXNM
1458
TXNM Energy Inc
TXNM
$5.92B
| $2.96M | 0.01% |
109,629
+29,859
| +37% | +$755K |
|
|
LUMO
1459
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
| $2.96M | 0.01% |
+11,595
| New | +$3.54M |
|
1460
Sarepta Therapeutics
SRPT
$1.77B
| $2.96M | 0.01% |
123,312
-24,132
| -16% | -$615K |
|
|
AV
1461
DELISTED
Aviva Plc
AV
| $2.96M | 0.01% |
184,970
-18,325
| -9% | -$288K |
|
|
PAY
1462
DELISTED
Verifone Systems Inc
PAY
| $2.96M | 0.01% |
87,369
-8,289
| -9% | -$246K |
|
|
NGLS
1463
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
| $2.95M | 0.01% |
52,509
+1,521
| +3% | +$80.4K |
|
1464
Royal Caribbean
RCL
$85.7B
| $2.95M | 0.01% |
54,106
+28,033
| +108% | +$1.42M |
|
|
RENX
1465
DELISTED
RELX N.V.
RENX
| $2.95M | 0.01% |
209,524
+16,054
| +8% | +$223K |
|
|
NQU
1466
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
| $2.94M | 0.01% |
221,594
-33,322
| -13% | -$435K |
|
|
LPNT
1467
DELISTED
LifePoint Health, Inc.
LPNT
| $2.94M | 0.01% |
53,928
+15,608
| +41% | +$834K |
|
|
SUP
1468
DELISTED
Superior Industries International
SUP
| $2.94M | 0.01% |
143,448
+7,159
| +5% | +$136K |
|
|
BIG
1469
DELISTED
Big Lots, Inc.
BIG
| $2.93M | 0.01% |
77,485
-30,465
| -28% | -$939K |
|
|
MSCC
1470
DELISTED
Microsemi Corp
MSCC
| $2.93M | 0.01% |
117,224
+11,506
| +11% | +$277K |
|
|
AOD
1471
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
| $2.93M | 0.01% |
349,495
-134,018
| -28% | -$1.12M |
|
1472
Dine Brands
DIN
$450M
| $2.93M | 0.01% |
37,526
+30,329
| +421% | +$2.45M |
|
|
ENX
1473
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
| $2.93M | 0.01% |
243,968
+4,791
| +2% | +$56.4K |
|
1474
Kelly Services Class A
KELYA
$542M
| $2.93M | 0.01% |
123,295
+1,937
| +2% | +$47.2K |
|
|
CMCSK
1475
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
| $2.93M | 0.01% |
60,000
+40,000
| +200% | +$1.95M |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.