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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FORG
1426
DELISTED
ForgeRock, Inc.
FORG
$586K ﹤0.01%
28,429
+5,009
+21% +$102K
BKE icon
1427
Buckle
BKE
$2.37B
$585K ﹤0.01%
16,395
+1,370
+9% +$56.1K
HNW
1428
DELISTED
Pioneer Diversified High Income Fund
HNW
$583K ﹤0.01%
57,614
-34,332
-37% -$360K
WAB icon
1429
Wabtec
WAB
$49.3B
$582K ﹤0.01%
5,755
+2,141
+59% +$219K
PNFP icon
1430
Pinnacle Financial Partners Inc
PNFP
$15.8B
$581K ﹤0.01%
10,531
+2,914
+38% +$204K
FBK icon
1431
FB Financial Corp
FBK
$3.04B
$580K ﹤0.01%
18,663
+11,384
+156% +$407K
NHI icon
1432
National Health Investors
NHI
$3.65B
$578K ﹤0.01%
11,205
+4,795
+75% +$262K
HOG icon
1433
Harley-Davidson
HOG
$2.71B
$574K ﹤0.01%
15,116
+5,983
+66% +$263K
FTS icon
1434
Fortis
FTS
$28.7B
$573K ﹤0.01%
13,482
+1,579
+13% +$64.6K
TEF
1435
DELISTED
Telefonica
TEF
$573K ﹤0.01%
133,860
+1,711
+1% +$6.78K
RNP icon
1436
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$570K ﹤0.01%
29,236
+8,902
+44% +$189K
AAON icon
1437
Aaon
AAON
$7.77B
$570K ﹤0.01%
8,843
+4,827
+120% +$265K
HXL icon
1438
Hexcel
HXL
$7.82B
$570K ﹤0.01%
8,346
+395
+5% +$26.8K
FRO icon
1439
Frontline
FRO
$8.85B
$570K ﹤0.01%
+34,395
New +$541K
CSII
1440
DELISTED
Cardiovascular Systems, Inc.
CSII
$569K ﹤0.01%
+28,632
New +$494K
HGLB
1441
Highland Global Allocation Fund
HGLB
$177M
$568K ﹤0.01%
62,876
-11,821
-16% -$115K
NCLH icon
1442
Norwegian Cruise Line
NCLH
$8.84B
$567K ﹤0.01%
42,159
+1,676
+4% +$25.1K
SPSB icon
1443
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.7B
$565K ﹤0.01%
+19,084
New +$563K
IPGP icon
1444
IPG Photonics
IPGP
$3.84B
$565K ﹤0.01%
4,582
+159
+4% +$18.4K
SBSI icon
1445
Southside Bancshares
SBSI
$967M
$564K ﹤0.01%
+16,985
New +$620K
WF icon
1446
Woori Financial
WF
$17.6B
$563K ﹤0.01%
+21,417
New +$613K
BME icon
1447
BlackRock Health Sciences Trust
BME
$570M
$561K ﹤0.01%
13,403
+4,047
+43% +$170K
TOL icon
1448
Toll Brothers
TOL
$14.5B
$560K ﹤0.01%
9,335
-3,227
-26% -$186K
DKNG icon
1449
DraftKings
DKNG
$11.9B
$559K ﹤0.01%
28,865
-9,735
-25% -$162K
HWM icon
1450
Howmet Aerospace
HWM
$112B
$557K ﹤0.01%
13,149
+3,601
+38% +$148K
56 57
58
59 60

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.