We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIB icon
1426
Grupo Cibest SA
CIB
$21.6B
$2.65M 0.01%
67,944
-4,016
-6% -$149K
PNFP icon
1427
Pinnacle Financial Partners Inc
PNFP
$16.5B
$2.64M 0.01%
48,888
-8,895
-15% -$480K
STM icon
1428
STMicroelectronics
STM
$48.4B
$2.64M 0.01%
324,469
+70,441
+28% +$506K
BAB icon
1429
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$2.64M 0.01%
84,210
-10,530
-11% -$332K
SRCI
1430
DELISTED
SRC Energy Inc
SRCI
$2.64M 0.01%
381,300
+55,096
+17% +$364K
SNR
1431
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$2.63M 0.01%
228,016
+20,748
+10% +$245K
PEI
1432
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$2.63M 0.01%
7,599
+722
+10% +$258K
AGCO icon
1433
AGCO
AGCO
$7.28B
$2.62M 0.01%
53,204
-89,162
-63% -$4.28M
PBA icon
1434
Pembina Pipeline
PBA
$28B
$2.62M 0.01%
86,185
+60,671
+238% +$1.83M
GDV icon
1435
Gabelli Dividend & Income Trust
GDV
$2.62B
$2.62M 0.01%
136,334
+5,572
+4% +$109K
HA
1436
DELISTED
Hawaiian Holdings, Inc.
HA
$2.62M 0.01%
53,863
+7,413
+16% +$336K
GPRE icon
1437
Green Plains
GPRE
$1.17B
$2.62M 0.01%
99,796
-673
-0.7% -$15.7K
AMPH icon
1438
Amphastar Pharmaceuticals
AMPH
$892M
$2.6M 0.01%
137,215
+58,349
+74% +$1.06M
GES
1439
DELISTED
Guess Inc
GES
$2.6M 0.01%
178,174
-4,771
-3% -$72.2K
SCD
1440
LMP Capital and Income Fund
SCD
$357M
$2.6M 0.01%
190,941
+86,921
+84% +$1.19M
HLX icon
1441
Helix Energy Solutions
HLX
$1.36B
$2.6M 0.01%
319,656
+50,445
+19% +$382K
HNP
1442
DELISTED
Huaneng Power Intl, Inc.
HNP
$2.6M 0.01%
103,355
+19,341
+23% +$477K
NSIT icon
1443
Insight Enterprises
NSIT
$3.98B
$2.59M 0.01%
79,694
+899
+1% +$26.4K
EDD
1444
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$377M
$2.59M 0.01%
322,922
-346,427
-52% -$2.79M
IRDM icon
1445
Iridium Communications
IRDM
$5.12B
$2.59M 0.01%
319,314
+5,719
+2% +$48K
BSJK
1446
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$2.59M 0.01%
106,630
-2,325
-2% -$55.9K
NNN icon
1447
NNN REIT
NNN
$9.03B
$2.58M 0.01%
50,819
-47,916
-49% -$2.45M
MTH icon
1448
Meritage Homes
MTH
$4.71B
$2.58M 0.01%
148,876
-20,706
-12% -$376K
CEO
1449
DELISTED
CNOOC Limited
CEO
$2.58M 0.01%
20,419
-3,168
-13% -$389K
ARI
1450
Apollo Commercial Real Estate
ARI
$892M
$2.58M 0.01%
157,762
-13,303
-8% -$219K
56 57
58
59 60

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.