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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FHY
1426
DELISTED
First Trust Strategic High
FHY
$3.04M 0.01%
209,572
+20,413
+11% +$306K
DBRG icon
1427
DigitalBridge
DBRG
$2.94B
$3.04M 0.01%
33,651
+26,944
+402% +$2.13M
HRI icon
1428
Herc Holdings
HRI
$5.64B
$3.03M 0.01%
40,528
+8,377
+26% +$566K
MFG icon
1429
Mizuho Financial
MFG
$130B
$3.03M 0.01%
890,682
+444,769
+100% +$1.55M
AVNS
1430
DELISTED
Avanos Medical
AVNS
$3.02M 0.01%
+66,474
New +$2.61M
DF
1431
DELISTED
Dean Foods Company
DF
$3.02M 0.01%
155,919
-50,871
-25% -$809K
TRST
1432
Trustco Bank Corp NY
TRST
$968M
$3.02M 0.01%
83,220
+38,180
+85% +$1.33M
SCD
1433
LMP Capital and Income Fund
SCD
$359M
$3.02M 0.01%
180,205
-54,789
-23% -$913K
VRE
1434
DELISTED
Veris Residential
VRE
$3.02M 0.01%
158,184
-37,005
-19% -$708K
MYI icon
1435
BlackRock MuniYield Quality Fund III
MYI
$717M
$3.01M 0.01%
214,224
-19,994
-9% -$280K
SLV icon
1436
iShares Silver Trust
SLV
$29.9B
$3.01M 0.01%
199,980
-52,167
-21% -$825K
OZK icon
1437
Bank OZK
OZK
$5.63B
$3.01M 0.01%
79,425
-6,715
-8% -$234K
RGLS
1438
DELISTED
Regulus Therapeutics
RGLS
$3.01M 0.01%
+1,563
New +$2.78M
PNY
1439
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$3.01M 0.01%
76,277
+11,976
+19% +$446K
ERIC icon
1440
Ericsson
ERIC
$33B
$2.99M 0.01%
246,936
+27,448
+13% +$331K
SCCO icon
1441
Southern Copper
SCCO
$164B
$2.97M 0.01%
113,688
-46,128
-29% -$1.24M
PCRX icon
1442
Pacira BioSciences
PCRX
$979M
$2.97M 0.01%
33,490
+20,339
+155% +$1.92M
SUP
1443
DELISTED
Superior Industries International
SUP
$2.97M 0.01%
149,887
-1,785
-1% -$33.1K
RLJ icon
1444
RLJ Lodging Trust
RLJ
$1.87B
$2.96M 0.01%
88,456
+4,890
+6% +$156K
AXON
1445
Axon Enterprise
AXON
$49.1B
$2.96M 0.01%
111,614
+1,575
+1% +$31.1K
ICUI icon
1446
ICU Medical
ICUI
$4.16B
$2.96M 0.01%
36,080
+11,108
+44% +$852K
CPRT icon
1447
Copart
CPRT
$26.8B
$2.95M 0.01%
647,336
-889,616
-58% -$3.81M
NCA icon
1448
Nuveen California Municipal Value Fund
NCA
$301M
$2.95M 0.01%
280,464
+441
+0.2% +$4.63K
SGI
1449
DELISTED
Silicon Graphics Intl.
SGI
$2.95M 0.01%
259,335
+6,530
+3% +$62.3K
TXRH icon
1450
Texas Roadhouse
TXRH
$13.7B
$2.95M 0.01%
87,305
-62,043
-42% -$1.91M
56 57
58
59 60

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.