We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAFC icon
1401
Hanmi Financial
HAFC
$946M
$936K ﹤0.01%
39,542
-13,561
-26% -$303K
SYBT icon
1402
Stock Yards Bancorp
SYBT
$2.6B
$932K ﹤0.01%
14,588
+158
+1% +$9.94K
LAD icon
1403
Lithia Motors
LAD
$8.26B
$926K ﹤0.01%
3,117
-4,035
-56% -$1.25M
ASR icon
1404
Grupo Aeroportuario del Sureste
ASR
$8.3B
$924K ﹤0.01%
4,482
-21
-0.5% -$4.14K
HUBS icon
1405
HubSpot
HUBS
$10.5B
$921K ﹤0.01%
1,398
-96
-6% -$72.6K
CWEN icon
1406
Clearway Energy Class C
CWEN
$6.7B
$919K ﹤0.01%
25,507
+41
+0.2% +$1.45K
TKR icon
1407
Timken Company
TKR
$9.03B
$918K ﹤0.01%
13,253
-24,715
-65% -$1.73M
CHE icon
1408
Chemed
CHE
$7.22B
$907K ﹤0.01%
1,714
-2,758
-62% -$1.32M
EEFT icon
1409
Euronet Worldwide
EEFT
$2.7B
$906K ﹤0.01%
7,600
+4,383
+136% +$521K
ABB
1410
DELISTED
ABB Ltd
ABB
$904K ﹤0.01%
23,671
+1,449
+7% +$50.8K
GME icon
1411
GameStop
GME
$8.6B
$901K ﹤0.01%
24,300
+18,228
+300% +$829K
EVTC icon
1412
Evertec
EVTC
$1.78B
$900K ﹤0.01%
18,003
-13,927
-44% -$645K
SCD
1413
LMP Capital and Income Fund
SCD
$358M
$900K ﹤0.01%
59,164
+20,674
+54% +$301K
TY icon
1414
TRI-Continental Corp
TY
$1.9B
$900K ﹤0.01%
27,120
+3,351
+14% +$115K
DNA.WS
1415
DELISTED
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
$899K ﹤0.01%
401,252
– –
MKL icon
1416
Markel Group
MKL
$23.2B
$898K ﹤0.01%
728
+122
+20% +$154K
BUI icon
1417
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$715M
$897K ﹤0.01%
33,698
-17,266
-34% -$445K
MTDR icon
1418
Matador Resources
MTDR
$6.09B
$892K ﹤0.01%
24,160
+5,937
+33% +$243K
ADUS icon
1419
Addus HomeCare
ADUS
$2.23B
$890K ﹤0.01%
9,525
-407
-4% -$36.6K
NEAR icon
1420
iShares Short Maturity Bond ETF
NEAR
$4.85B
$885K ﹤0.01%
17,722
-716
-4% -$35.8K
EXE
1421
Expand Energy Corp
EXE
$21.5B
$885K ﹤0.01%
13,710
+1,756
+15% +$111K
NBTB icon
1422
NBT Bancorp
NBTB
$2.74B
$884K ﹤0.01%
22,949
+304
+1% +$11.3K
BCE icon
1423
BCE
BCE
$21.2B
$883K ﹤0.01%
16,976
-7
-0% -$358
GOLF icon
1424
Acushnet Holdings
GOLF
$5.45B
$883K ﹤0.01%
16,629
-2,537
-13% -$133K
USNA icon
1425
Usana Health Sciences
USNA
$286M
$882K ﹤0.01%
8,719
-5,976
-41% -$596K
55 56
57
58 59

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.