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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1401
Saic
SAIC
$5.25B
| $3.25M | 0.01% |
86,975
+13,101
| +18% | +$480K |
|
|
BBT
1402
Beacon Financial Corp
BBT
$2.67B
| $3.25M | 0.01% |
125,561
+7,360
| +6% | +$188K |
|
|
IAF
1403
abrdn Australia Equity Fund
IAF
$126M
| $3.25M | 0.01% |
120,238
-5,322
| -4% | -$140K |
|
1404
Magna International
MGA
$18.1B
| $3.25M | 0.01% |
67,498
-22,754
| -25% | -$1.01M |
|
1405
Lennox International
LII
$15.1B
| $3.23M | 0.01% |
35,528
+23,945
| +207% | +$2.13M |
|
|
NIO
1406
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
| $3.23M | 0.01% |
234,611
+12,354
| +6% | +$168K |
|
|
FNSR
1407
DELISTED
Finisar Corp
FNSR
| $3.23M | 0.01% |
121,673
+104,508
| +609% | +$2.51M |
|
|
EXAS
1408
DELISTED
Exact Sciences
EXAS
| $3.22M | 0.01% |
227,532
-5,690
| -2% | -$76.8K |
|
1409
iShares Core S&P Mid-Cap ETF
IJH
$125B
| $3.22M | 0.01% |
195,840
-18,815
| -9% | -$506K |
|
1410
Ultrapar
UGP
$6.81B
| $3.22M | 0.01% |
267,780
-30,390
| -10% | -$338K |
|
|
KNGT
1411
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
| $3.22M | 0.01% |
139,130
-4,422
| -3% | -$102K |
|
|
TFCF
1412
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
| $3.21M | 0.01% |
100,300
+71,433
| +247% | +$2.28M |
|
|
CGI
1413
DELISTED
Celadon Group Inc
CGI
| $3.2M | 0.01% |
133,206
-5,500
| -4% | -$120K |
|
|
NBH
1414
Neuberger Municipal Fund Inc
NBH
$301M
| $3.19M | 0.01% |
220,480
-20,370
| -8% | -$294K |
|
|
ARI
1415
Apollo Commercial Real Estate
ARI
$876M
| $3.19M | 0.01% |
191,759
-14,726
| -7% | -$245K |
|
1416
BlackRock MuniYield Quality Fund III
MYI
$716M
| $3.19M | 0.01% |
234,361
+39,306
| +20% | +$520K |
|
|
VNR
1417
DELISTED
Vanguard Natural Resources, LLC
VNR
| $3.19M | 0.01% |
107,062
+7,013
| +7% | +$210K |
|
|
MMU
1418
Western Asset Managed Municipals Fund
MMU
$548M
| $3.18M | 0.01% |
249,645
-37,705
| -13% | -$477K |
|
|
FRC
1419
DELISTED
First Republic Bank
FRC
| $3.18M | 0.01% |
58,978
+29,943
| +103% | +$1.54M |
|
1420
Steel Dynamics
STLD
$37.5B
| $3.18M | 0.01% |
178,786
+24,833
| +16% | +$435K |
|
1421
Sonic Automotive
SAH
$2.68B
| $3.16M | 0.01% |
140,639
+806
| +0.6% | +$18.5K |
|
|
BLE
1422
DELISTED
BlackRock Municipal Income Trust II
BLE
| $3.16M | 0.01% |
225,470
-33,237
| -13% | -$457K |
|
|
KYTH
1423
DELISTED
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
| $3.15M | 0.01% |
+79,342
| New | +$3.55M |
|
1424
Digi International
DGII
$3.13B
| $3.15M | 0.01% |
310,612
+63,525
| +26% | +$670K |
|
|
SSI
1425
DELISTED
Stage Stores Inc
SSI
| $3.15M | 0.01% |
128,947
+2,514
| +2% | +$53.3K |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.