We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHE icon
1376
Chemed
CHE
$7.22B
$1.05M 0.01%
2,281
-1,219
-35% -$598K
BXMT icon
1377
Blackstone Mortgage Trust
BXMT
$2.38B
$1.04M 0.01%
33,719
+10,263
+44% +$298K
HAE icon
1378
Haemonetics
HAE
$4B
$1.04M 0.01%
9,349
+5,675
+154% +$702K
COOP
1379
DELISTED
Mr. Cooper
COOP
$1.04M 0.01%
29,805
-26,531
-47% -$838K
DCO icon
1380
Ducommun
DCO
$2.98B
$1.04M 0.01%
17,274
-2,713
-14% -$152K
G icon
1381
Genpact
G
$5.76B
$1.03M 0.01%
24,105
-529
-2% -$22K
FCN icon
1382
FTI Consulting
FCN
$4.18B
$1.03M 0.01%
7,349
+947
+15% +$112K
YUMC icon
1383
Yum China
YUMC
$16.3B
$1.03M 0.01%
17,391
+10,993
+172% +$657K
CNI icon
1384
Canadian National Railway
CNI
$76.6B
$1.03M 0.01%
8,863
+707
+9% +$78.5K
SMM
1385
DELISTED
Salient Midstream & MLP Fund
SMM
$1.03M 0.01%
201,555
-55,095
-21% -$271K
PII icon
1386
Polaris
PII
$4.07B
$1.03M 0.01%
7,697
+290
+4% +$35.3K
PGX icon
1387
Invesco Preferred ETF
PGX
$3.78B
$1.03M 0.01%
68,391
-5,774
-8% -$85.9K
TRI icon
1388
Thomson Reuters
TRI
$44.1B
$1.03M 0.01%
11,124
-6,586
-37% -$586K
SLAB icon
1389
Silicon Laboratories
SLAB
$7.23B
$1.02M 0.01%
7,266
+629
+9% +$90.2K
AYI icon
1390
Acuity Brands
AYI
$10.8B
$1.02M 0.01%
6,203
+2,348
+61% +$299K
PGF icon
1391
Invesco Financial Preferred ETF
PGF
$672M
$1.02M 0.01%
54,172
-4,613
-8% -$86.5K
FSLF
1392
DELISTED
First Eagle Senior Loan Fund
FSLF
$1.02M 0.01%
71,291
-9,746
-12% -$139K
SJNK icon
1393
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
$1.02M 0.01%
37,358
-27,520
-42% -$746K
MTH icon
1394
Meritage Homes
MTH
$4.86B
$1.02M 0.01%
22,186
-78,604
-78% -$3.41M
NVS icon
1395
Novartis
NVS
$297B
$1.02M 0.01%
11,909
-4,577
-28% -$411K
PNR icon
1396
Pentair
PNR
$11B
$1.01M 0.01%
16,286
-7,586
-32% -$435K
HLF icon
1397
Herbalife
HLF
$1.29B
$1.01M 0.01%
22,776
-2,713
-11% -$134K
AEG icon
1398
Aegon
AEG
$14.1B
$1.01M 0.01%
231,246
-159,766
-41% -$669K
HELE icon
1399
Helen of Troy
HELE
$693M
$1M 0.01%
4,772
-478
-9% -$108K
PFL
1400
PIMCO Income Strategy Fund
PFL
$388M
$1M 0.01%
83,573
-1,737
-2% -$20.3K
54 55
56
57 58

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.