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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DDS icon
1376
Dillards
DDS
$9.19B
$3.02M 0.01%
53,831
-3,927
-7% -$242K
CASH icon
1377
Pathward Financial
CASH
$1.86B
$3.01M 0.01%
115,350
+72,732
+171% +$1.88M
MAIN icon
1378
Main Street Capital
MAIN
$5.06B
$3M 0.01%
75,606
-2,932
-4% -$115K
OXSQ icon
1379
Oxford Square Capital
OXSQ
$163M
$3M 0.01%
437,957
-37,588
-8% -$252K
PNF
1380
DELISTED
PIMCO New York Municipal Income Fund
PNF
$3M 0.01%
230,190
+9,893
+4% +$130K
OII icon
1381
Oceaneering
OII
$4.86B
$2.99M 0.01%
113,889
-260,366
-70% -$6.3M
EQNR icon
1382
Equinor
EQNR
$97.7B
$2.98M 0.01%
148,596
+31,239
+27% +$577K
ACCO icon
1383
Acco Brands
ACCO
$389M
$2.98M 0.01%
250,622
+238,113
+1,904% +$2.71M
ECF
1384
Ellsworth Growth & Income Fund
ECF
$166M
$2.98M 0.01%
322,053
+48,665
+18% +$447K
CATY icon
1385
Cathay General Bancorp
CATY
$4.22B
$2.98M 0.01%
74,155
-532
-0.7% -$19.6K
EOI
1386
Eaton Vance Enhanced Equity Income Fund
EOI
$811M
$2.98M 0.01%
212,343
-29,049
-12% -$396K
PMM
1387
Franklin Managed Municipal Income Trust
PMM
$267M
$2.98M 0.01%
393,794
+66,096
+20% +$501K
GIMO
1388
DELISTED
Gigamon Inc.
GIMO
$2.98M 0.01%
70,617
+5,999
+9% +$245K
IGHG icon
1389
ProShares Investment Grade-Interest Rate Hedged
IGHG
$330M
$2.97M 0.01%
38,604
-5,552
-13% -$422K
PCRX icon
1390
Pacira BioSciences
PCRX
$1.04B
$2.97M 0.01%
79,122
+13,255
+20% +$533K
HWC icon
1391
Hancock Whitney
HWC
$6.2B
$2.97M 0.01%
61,325
+2
+0% +$92
FSD
1392
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$2.97M 0.01%
174,268
+42,646
+32% +$724K
STMP
1393
DELISTED
Stamps.com, Inc.
STMP
$2.97M 0.01%
14,645
+1,233
+9% +$226K
NE
1394
DELISTED
Noble Corporation
NE
$2.96M 0.01%
644,009
+82,348
+15% +$309K
LYV icon
1395
Live Nation Entertainment
LYV
$40.6B
$2.96M 0.01%
67,963
-106,056
-61% -$4.12M
BVN icon
1396
Compañía de Minas Buenaventura
BVN
$7.69B
$2.95M 0.01%
230,955
-1,700
-0.7% -$21.5K
CENX icon
1397
Century Aluminum
CENX
$4.43B
$2.95M 0.01%
177,826
+24,309
+16% +$420K
MFA
1398
MFA Financial
MFA
$926M
$2.95M 0.01%
84,116
-48,997
-37% -$1.7M
NSIT icon
1399
Insight Enterprises
NSIT
$3.89B
$2.94M 0.01%
64,126
+10,152
+19% +$418K
CTWS
1400
DELISTED
Connecticut Water Service Inc
CTWS
$2.94M 0.01%
49,623
+2,105
+4% +$118K
54 55
56
57 58

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.