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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTA
1376
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$2.95M 0.01%
261,259
-3,736
-1% -$43.1K
LAD icon
1377
Lithia Motors
LAD
$8.1B
$2.94M 0.01%
30,395
-7,683
-20% -$704K
GDO
1378
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$2.94M 0.01%
171,766
-20,898
-11% -$357K
HRC
1379
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$2.94M 0.01%
52,379
+10,738
+26% +$609K
SIVB
1380
DELISTED
SVB Financial Group
SIVB
$2.94M 0.01%
17,109
-52,616
-75% -$7.54M
CAB
1381
DELISTED
Cabela's Inc
CAB
$2.94M 0.01%
50,150
+23,090
+85% +$1.43M
GBCI icon
1382
Glacier Bancorp
GBCI
$6.51B
$2.93M 0.01%
80,925
+18,445
+30% +$593K
IRDM icon
1383
Iridium Communications
IRDM
$5.13B
$2.93M 0.01%
305,229
-14,085
-4% -$126K
FDC
1384
DELISTED
First Data Corporation
FDC
$2.93M 0.01%
206,383
-791
-0.4% -$11.2K
ACGL icon
1385
Arch Capital
ACGL
$33.8B
$2.93M 0.01%
101,745
+9,147
+10% +$249K
TPVG icon
1386
TriplePoint Venture Growth BDC
TPVG
$188M
$2.93M 0.01%
248,510
+41,011
+20% +$478K
INVA icon
1387
Innoviva
INVA
$1.51B
$2.92M 0.01%
272,873
+200,097
+275% +$2.1M
BLUE
1388
DELISTED
bluebird bio
BLUE
$2.92M 0.01%
3,649
-279
-7% -$222K
PVTB
1389
DELISTED
PrivateBancorp Inc
PVTB
$2.92M 0.01%
53,838
-225,351
-81% -$10.8M
CMBT
1390
CMB.TECH NV
CMBT
$4.62B
$2.91M 0.01%
365,804
+107,696
+42% +$818K
HSNI
1391
DELISTED
HSN, Inc.
HSNI
$2.9M 0.01%
84,712
+43,459
+105% +$1.62M
ANDE icon
1392
Andersons Inc
ANDE
$2.38B
$2.9M 0.01%
64,938
+4,263
+7% +$167K
CLDT
1393
Chatham Lodging
CLDT
$625M
$2.9M 0.01%
141,139
-28,756
-17% -$553K
HAFC icon
1394
Hanmi Financial
HAFC
$961M
$2.89M 0.01%
82,948
-31,712
-28% -$926K
AMN icon
1395
AMN Healthcare
AMN
$1.27B
$2.89M 0.01%
75,206
+867
+1% +$29.6K
LOGM
1396
DELISTED
LogMein, Inc.
LOGM
$2.89M 0.01%
29,946
-7,803
-21% -$758K
TBI
1397
Trueblue
TBI
$301M
$2.88M 0.01%
116,770
+42,623
+57% +$898K
BLD
1398
DELISTED
TopBuild
BLD
$2.88M 0.01%
80,802
+50,575
+167% +$1.74M
CMO
1399
DELISTED
Capstead Mortgage Corp.
CMO
$2.86M 0.01%
280,376
+96,129
+52% +$943K
EMD
1400
Western Asset Emerging Markets Debt Fund
EMD
$614M
$2.85M 0.01%
193,986
+156,056
+411% +$2.36M
54 55
56
57 58

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.