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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CHL
1376
DELISTED
China Mobile Limited
CHL
| $3.4M | 0.01% |
74,510
+5,872
| +9% | +$279K |
|
|
FCT
1377
First Trust Senior Floating Rate Income Fund II
FCT
$251M
| $3.4M | 0.01% |
235,049
-55,251
| -19% | -$793K |
|
|
GDL
1378
GDL Fund
GDL
$92.1M
| $3.39M | 0.01% |
307,463
+103,951
| +51% | +$1.15M |
|
1379
Fortinet
FTNT
$117B
| $3.39M | 0.01% |
769,280
+203,640
| +36% | +$891K |
|
1380
Nordic American Tanker
NAT
$1.36B
| $3.38M | 0.01% |
351,052
+23,983
| +7% | +$242K |
|
1381
CALL
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$314M
| $3.38M | 0.01% |
+50,000
| New | +$3.57M |
|
|
RKT
1382
DELISTED
ROCK-TENN COMPANY CL-A
RKT
| $3.37M | 0.01% |
63,908
+3,390
| +6% | +$177K |
|
1383
Abercrombie & Fitch
ANF
$4.91B
| $3.36M | 0.01% |
87,323
+18,346
| +27% | +$671K |
|
|
LNKD
1384
DELISTED
LinkedIn Corporation
LNKD
| $3.35M | 0.01% |
18,142
-267
| -1% | -$54.7K |
|
|
NSH
1385
DELISTED
NuStar GP Holdings LLC
NSH
| $3.34M | 0.01% |
98,242
+30,338
| +45% | +$923K |
|
1386
MannKind Corp
MNKD
$1.24B
| $3.34M | 0.01% |
166,310
+12,033
| +8% | +$342K |
|
|
CNL
1387
DELISTED
CLECO CRP (HOLDING CO)
CNL
| $3.34M | 0.01% |
65,998
-24,741
| -27% | -$1.2M |
|
|
EFII
1388
DELISTED
Electronics for Imaging
EFII
| $3.34M | 0.01% |
77,049
-4,275
| -5% | -$180K |
|
|
TEN
1389
Tsakos Energy Navigation Ltd
TEN
$1.18B
| $3.34M | 0.01% |
85,974
+7,114
| +9% | +$249K |
|
1390
Emergent Biosolutions
EBS
$274M
| $3.33M | 0.01% |
131,662
+2,224
| +2% | +$56.2K |
|
1391
Glacier Bancorp
GBCI
$6.32B
| $3.32M | 0.01% |
114,292
+62,528
| +121% | +$1.76M |
|
1392
AngloGold Ashanti
AU
$44.3B
| $3.32M | 0.01% |
194,346
-43,921
| -18% | -$698K |
|
1393
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
| $3.31M | 0.01% |
248,511
-21,805
| -8% | -$286K |
|
|
SGMO
1394
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
| $3.3M | 0.01% |
182,540
-15,994
| -8% | -$308K |
|
|
AL
1395
DELISTED
Air Lease Corp
AL
| $3.3M | 0.01% |
88,369
-276,288
| -76% | -$9.37M |
|
|
BWP
1396
DELISTED
Boardwalk Pipeline Partners
BWP
| $3.29M | 0.01% |
245,801
-18,425
| -7% | -$330K |
|
1397
MarketAxess Holdings
MKTX
$5.72B
| $3.27M | 0.01% |
55,220
-3,541
| -6% | -$219K |
|
1398
Enphase Energy
ENPH
$5.24B
| $3.27M | 0.01% |
443,864
-71,804
| -14% | -$556K |
|
|
VGR
1399
DELISTED
Vector Group Ltd.
VGR
| $3.26M | 0.01% |
285,771
+102,146
| +56% | +$1.02M |
|
1400
CoreCivic
CXW
$3.19B
| $3.25M | 0.01% |
103,823
+13,238
| +15% | +$436K |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.