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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NPT
1351
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$3.4M 0.01%
256,012
-153,998
-38% -$2.03M
MUE
1352
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$3.38M 0.01%
250,862
-289
-0.1% -$3.85K
AVTA
1353
DELISTED
Avantax, Inc. Common Stock
AVTA
$3.37M 0.01%
243,471
+185,221
+318% +$2.72M
BYM
1354
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$3.36M 0.01%
233,512
-78,834
-25% -$1.11M
WKC icon
1355
World Kinect Corp
WKC
$1.99B
$3.35M 0.01%
71,302
+561
+0.8% +$24.3K
ITRI icon
1356
Itron
ITRI
$4.54B
$3.35M 0.01%
79,119
-16,220
-17% -$648K
PBR icon
1357
Petrobras
PBR
$119B
$3.34M 0.01%
457,316
-261,077
-36% -$2.81M
CTRE icon
1358
CareTrust REIT
CTRE
$9.63B
$3.34M 0.01%
+270,593
New +$3.98M
SLRC icon
1359
SLR Investment Corp
SLRC
$685M
$3.34M 0.01%
185,197
+26,222
+16% +$482K
TECD
1360
DELISTED
Tech Data Corp
TECD
$3.33M 0.01%
52,617
-30,728
-37% -$1.84M
RFI
1361
Cohen & Steers Total Return Realty Fund
RFI
$308M
$3.32M 0.01%
251,461
+37,820
+18% +$485K
OCSL icon
1362
Oaktree Specialty Lending
OCSL
$1.07B
$3.31M 0.01%
137,744
+18,606
+16% +$481K
FGP
1363
DELISTED
Ferrellgas Partners, L.P.
FGP
$3.31M 0.01%
150,586
-50,318
-25% -$1.32M
CGI
1364
DELISTED
Celadon Group Inc
CGI
$3.31M 0.01%
145,815
+37,696
+35% +$787K
MJI
1365
DELISTED
BLACKROCK MUNIYLD NJ QUALITY FUND INC COM STK (USA)
MJI
$3.31M 0.01%
228,764
-12,709
-5% -$181K
GDL
1366
GDL Fund
GDL
$92.2M
$3.3M 0.01%
322,721
-46,789
-13% -$481K
NMM icon
1367
Navios Maritime Partners
NMM
$2.22B
$3.29M 0.01%
21,584
+1,992
+10% +$415K
PDS
1368
Precision Drilling
PDS
$965M
$3.29M 0.01%
27,157
-10,023
-27% -$1.52M
LTM
1369
DELISTED
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
$3.29M 0.01%
274,572
-79,205
-22% -$917K
HCC
1370
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
$3.28M 0.01%
61,256
+3,631
+6% +$188K
ENV
1371
DELISTED
ENVESTNET, INC.
ENV
$3.28M 0.01%
66,666
+27,960
+72% +$1.31M
TEX icon
1372
Terex
TEX
$7.61B
$3.25M 0.01%
116,726
-313,910
-73% -$8.98M
AEM icon
1373
Agnico Eagle Mines
AEM
$82.6B
$3.25M 0.01%
130,560
-57,698
-31% -$1.5M
JAZZ icon
1374
Jazz Pharmaceuticals
JAZZ
$16.3B
$3.24M 0.01%
19,800
+5,409
+38% +$898K
AEL
1375
DELISTED
American Equity Investment Life Holding Company
AEL
$3.24M 0.01%
110,980
-11,048
-9% -$287K
53 54
55
56 57

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.