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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITRI icon
1351
Itron
ITRI
$4.36B
$3.83M 0.01%
94,492
+12,738
+16% +$485K
EPD icon
1352
Enterprise Products Partners
EPD
$82.3B
$3.82M 0.01%
97,518
-201,588
-67% -$7.44M
ARNA
1353
DELISTED
Arena Pharmaceuticals Inc
ARNA
$3.8M 0.01%
64,880
-14,671
-18% -$924K
MPT
1354
Medical Properties Trust
MPT
$2.77B
$3.79M 0.01%
286,445
+61,081
+27% +$811K
RWX icon
1355
State Street SPDR Dow Jones International Real Estate ETF
RWX
$269M
$3.79M 0.01%
85,679
+41,876
+96% +$1.81M
WBC
1356
DELISTED
WABCO HOLDINGS INC.
WBC
$3.78M 0.01%
35,261
+17,727
+101% +$1.9M
AU icon
1357
AngloGold Ashanti
AU
$40.1B
$3.78M 0.01%
219,551
+25,205
+13% +$430K
FSD
1358
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$3.78M 0.01%
208,110
-41,133
-17% -$737K
HTY
1359
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$3.78M 0.01%
290,391
-45,520
-14% -$597K
BIG
1360
DELISTED
Big Lots, Inc.
BIG
$3.77M 0.01%
82,457
+4,972
+6% +$202K
SWC
1361
DELISTED
Stillwater Mining Co
SWC
$3.77M 0.01%
214,562
+13,814
+7% +$225K
BSL
1362
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$169M
$3.75M 0.01%
209,667
-148,344
-41% -$2.69M
NAT icon
1363
Nordic American Tanker
NAT
$1.38B
$3.75M 0.01%
401,831
+50,779
+14% +$434K
BNJ
1364
DELISTED
Blackrock New Jersey Muni Tr
BNJ
$3.74M 0.01%
249,866
-2,577
-1% -$37.4K
ACG
1365
DELISTED
AllianceBernstein Income Fund Inc
ACG
$3.74M 0.01%
497,140
-112,530
-18% -$831K
HIO
1366
Western Asset High Income Opportunity Fund
HIO
$336M
$3.73M 0.01%
611,144
+23,588
+4% +$143K
VLT icon
1367
Invesco High Income Trust II
VLT
$64.9M
$3.72M 0.01%
217,028
+60,756
+39% +$1.02M
SFM icon
1368
Sprouts Farmers Market
SFM
$8.13B
$3.72M 0.01%
113,605
+35,622
+46% +$1.11M
VGR
1369
DELISTED
Vector Group Ltd.
VGR
$3.71M 0.01%
339,183
+53,412
+19% +$585K
STLD icon
1370
Steel Dynamics
STLD
$36B
$3.71M 0.01%
206,666
+27,880
+16% +$501K
BSMX
1371
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$3.71M 0.01%
279,428
+169,691
+155% +$2.16M
LPNT
1372
DELISTED
LifePoint Health, Inc.
LPNT
$3.71M 0.01%
59,732
+5,804
+11% +$340K
KERX
1373
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$3.7M 0.01%
240,361
-56,456
-19% -$800K
BDC icon
1374
Belden
BDC
$4.85B
$3.66M 0.01%
46,848
+30,419
+185% +$2.23M
MUC icon
1375
BlackRock MuniHoldings California Quality Fund
MUC
$996M
$3.66M 0.01%
255,706
-1,946
-0.8% -$27.8K
53 54
55
56 57

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.