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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVR icon
1326
NVR
NVR
$17B
$1.06M 0.01%
259
-246
-49% -$1.02M
FMX icon
1327
Fomento Económico Mexicano
FMX
$41.7B
$1.05M 0.01%
13,893
-8,015
-37% -$536K
SLRC icon
1328
SLR Investment Corp
SLRC
$715M
$1.05M 0.01%
60,097
-26,108
-30% -$443K
CGNX icon
1329
Cognex
CGNX
$11.3B
$1.04M 0.01%
13,019
-3,228
-20% -$235K
EME icon
1330
Emcor
EME
$36B
$1.04M 0.01%
11,419
+6,977
+157% +$560K
MNDT
1331
DELISTED
Mandiant, Inc. Common Stock
MNDT
$1.04M 0.01%
45,283
+29,440
+186% +$454K
APA icon
1332
APA Corp
APA
$13.2B
$1.03M 0.01%
72,755
-3,115
-4% -$36.3K
NCLH icon
1333
Norwegian Cruise Line
NCLH
$8.84B
$1.03M 0.01%
40,415
-10,099
-20% -$211K
CMD
1334
DELISTED
Cantel Medical Corporation
CMD
$1.03M 0.01%
13,038
-1,107
-8% -$64.9K
IAE
1335
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$93.1M
$1.03M 0.01%
118,938
-1,231
-1% -$10.2K
INSI
1336
DELISTED
Insight Select Income Fund
INSI
$1.02M 0.01%
47,992
+155
+0.3% +$3.24K
RELX icon
1337
RELX
RELX
$62B
$1.02M 0.01%
41,463
+2,080
+5% +$47.6K
STL
1338
DELISTED
Sterling Bancorp
STL
$1.02M 0.01%
56,747
+40,546
+250% +$611K
G icon
1339
Genpact
G
$5.76B
$1.02M 0.01%
24,634
-1,877
-7% -$74.2K
NWSA icon
1340
News Corp Class A
NWSA
$15.4B
$1.01M 0.01%
56,071
-34,473
-38% -$556K
HAIN icon
1341
Hain Celestial
HAIN
$53.7M
$1M 0.01%
25,025
-3,422
-12% -$124K
YETI icon
1342
Yeti Holdings
YETI
$3.95B
$1M 0.01%
14,657
+7,173
+96% +$425K
CCS icon
1343
Century Communities
CCS
$2.03B
$998K 0.01%
+22,799
New +$1M
WRB icon
1344
W.R. Berkley
WRB
$26.6B
$998K 0.01%
33,806
+3,818
+13% +$110K
FNF icon
1345
Fidelity National Financial
FNF
$13.5B
$996K 0.01%
26,523
-236
-0.9% -$7.96K
POR icon
1346
Portland General Electric
POR
$5.77B
$995K 0.01%
23,278
-11,181
-32% -$456K
ISBC
1347
DELISTED
Investors Bancorp, Inc.
ISBC
$994K 0.01%
94,131
+367
+0.4% +$3.35K
VYX icon
1348
NCR Voyix
VYX
$1.14B
$990K 0.01%
+42,973
New +$712K
CTR
1349
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$985K 0.01%
67,450
-10,566
-14% -$139K
NML
1350
Neuberger Energy Infrastructure and Income Fund Inc
NML
$576M
$982K 0.01%
291,386
-65,477
-18% -$196K
52 53
54
55 56

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.