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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHN
1326
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$3.99M 0.01%
298,843
-7,748
-3% -$104K
AEO icon
1327
American Eagle Outfitters
AEO
$2.99B
$3.98M 0.01%
274,168
+153,163
+127% +$1.88M
IRWD icon
1328
Ironwood Pharmaceuticals
IRWD
$683M
$3.98M 0.01%
366,823
+45,934
+14% +$526K
LPNT
1329
DELISTED
LifePoint Health, Inc.
LPNT
$3.97M 0.01%
57,395
-2,337
-4% -$164K
SCD
1330
LMP Capital and Income Fund
SCD
$359M
$3.97M 0.01%
234,994
-65,216
-22% -$1.15M
EXR icon
1331
Extra Space Storage
EXR
$31.7B
$3.95M 0.01%
76,620
+4,248
+6% +$224K
PZC
1332
DELISTED
PIMCO California Municipal Income Fund III
PZC
$3.95M 0.01%
379,663
-32,324
-8% -$338K
TIBX
1333
DELISTED
TIBCO SOFTWARE INC
TIBX
$3.95M 0.01%
167,066
+57,138
+52% +$1.17M
MYN icon
1334
BlackRock MuniYield New York Quality Fund
MYN
$374M
$3.94M 0.01%
307,580
-451
-0.1% -$5.81K
BT
1335
DELISTED
BT Group plc (ADR)
BT
$3.94M 0.01%
128,220
+9,852
+8% +$317K
CCC
1336
DELISTED
Calgon Carbon Corp
CCC
$3.94M 0.01%
203,302
+13,070
+7% +$279K
ABM icon
1337
ABM Industries
ABM
$2.87B
$3.94M 0.01%
153,324
-16,886
-10% -$443K
RS icon
1338
Reliance Steel & Aluminium
RS
$21.5B
$3.92M 0.01%
57,232
-26,601
-32% -$1.89M
SR icon
1339
Spire
SR
$4.78B
$3.91M 0.01%
84,210
-21,234
-20% -$1.02M
MATX icon
1340
Matsons
MATX
$6.22B
$3.91M 0.01%
156,083
-29,244
-16% -$799K
PES
1341
DELISTED
Pioneer Energy Services Corp.
PES
$3.91M 0.01%
278,681
-6,852
-2% -$107K
GDL
1342
GDL Fund
GDL
$92.2M
$3.9M 0.01%
369,510
-29,983
-8% -$321K
RDC
1343
DELISTED
Rowan Companies Plc
RDC
$3.89M 0.01%
153,849
-964,307
-86% -$28.4M
MUC icon
1344
BlackRock MuniHoldings California Quality Fund
MUC
$1B
$3.89M 0.01%
273,510
+17,804
+7% +$252K
NIO
1345
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$3.88M 0.01%
272,255
+30,401
+13% +$428K
NNJ
1346
DELISTED
NUVEEN (NJ)PREM INCM MUNI FUND
NNJ
$3.87M 0.01%
284,147
-7,818
-3% -$108K
CLVS
1347
DELISTED
Clovis Oncology, Inc.
CLVS
$3.86M 0.01%
85,187
+2,686
+3% +$112K
VSH icon
1348
Vishay Intertechnology
VSH
$5.09B
$3.86M 0.01%
270,329
-765
-0.3% -$11.7K
TBT icon
1349
CALL
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$309M
$3.82M 0.01%
+67,800
New +$3.95M
BOI
1350
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$3.8M 0.01%
223,742
-171,264
-43% -$2.94M
52 53
54
55 56

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.