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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ADAM
1326
Adamas Trust
ADAM
$856M
| $3.63M | 0.01% |
116,765
+108,779
| +1,362% | +$3.21M |
|
1327
BHP
BHP
$224B
| $3.62M | 0.01% |
63,205
-29,027
| -31% | -$1.63M |
|
|
MUS
1328
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
| $3.61M | 0.01% |
285,762
+16,662
| +6% | +$208K |
|
|
ETW
1329
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.05B
| $3.61M | 0.01% |
298,114
+127,797
| +75% | +$1.53M |
|
|
MHY
1330
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
| $3.6M | 0.01% |
629,178
-65,290
| -9% | -$375K |
|
1331
Constellium
CSTM
$3.92B
| $3.6M | 0.01% |
122,690
+26,170
| +27% | +$685K |
|
1332
STAG Industrial
STAG
$7.1B
| $3.6M | 0.01% |
149,311
+58,395
| +64% | +$1.3M |
|
|
CAJ
1333
DELISTED
Canon, Inc.
CAJ
| $3.59M | 0.01% |
115,706
+18,217
| +19% | +$553K |
|
|
YHOO
1334
CALL
DELISTED
Yahoo Inc
YHOO
| $3.59M | 0.01% |
+100,000
| New | +$3.82M |
|
1335
BlackRock MuniHoldings California Quality Fund
MUC
$1B
| $3.59M | 0.01% |
257,652
-21,241
| -8% | -$292K |
|
1336
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.48B
| $3.59M | 0.01% |
196,832
+19,060
| +11% | +$343K |
|
|
UNT
1337
DELISTED
UNIT Corporation
UNT
| $3.58M | 0.01% |
54,807
-348
| -0.6% | -$19.4K |
|
1338
La-Z-Boy
LZB
$1.63B
| $3.58M | 0.01% |
131,984
-57,323
| -30% | -$1.57M |
|
1339
Suburban Propane Partners
SPH
$1.17B
| $3.56M | 0.01% |
85,808
-2,559
| -3% | -$112K |
|
|
DRE
1340
DELISTED
Duke Realty Corp.
DRE
| $3.55M | 0.01% |
210,482
+87,950
| +72% | +$1.4M |
|
|
HIO
1341
Western Asset High Income Opportunity Fund
HIO
$337M
| $3.55M | 0.01% |
587,556
+41,532
| +8% | +$249K |
|
1342
Marten Transport
MRTN
$1.22B
| $3.55M | 0.01% |
412,223
+36,363
| +10% | +$290K |
|
|
AOL
1343
DELISTED
AOL INC COMMON STOCK
AOL
| $3.54M | 0.01% |
80,934
+13,659
| +20% | +$617K |
|
|
GLQ
1344
Clough Global Equity Fund
GLQ
$155M
| $3.54M | 0.01% |
229,386
+68,892
| +43% | +$1.06M |
|
|
HME
1345
DELISTED
HOME PROPERTIES, INC
HME
| $3.54M | 0.01% |
58,804
-34,572
| -37% | -$2M |
|
|
CRZO
1346
DELISTED
Carrizo Oil & Gas Inc
CRZO
| $3.54M | 0.01% |
66,128
-20,898
| -24% | -$958K |
|
|
MJI
1347
DELISTED
BLACKROCK MUNIYLD NJ QUALITY FUND INC COM STK (USA)
MJI
| $3.53M | 0.01% |
255,003
-29,107
| -10% | -$393K |
|
1348
Red Robin
RRGB
$154M
| $3.52M | 0.01% |
49,153
+26,722
| +119% | +$1.88M |
|
1349
SAP
SAP
$229B
| $3.51M | 0.01% |
43,220
-2,433
| -5% | -$193K |
|
|
BNJ
1350
DELISTED
Blackrock New Jersey Muni Tr
BNJ
| $3.51M | 0.01% |
252,443
-14,653
| -5% | -$200K |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.