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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EVM
1301
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
| $3.77M | 0.01% |
347,035
+60,826
| +21% | +$651K |
|
|
EGL
1302
DELISTED
Engility Holdings, Inc.
EGL
| $3.75M | 0.01% |
83,348
-4,929
| -6% | -$203K |
|
1303
Hancock Whitney
HWC
$6.24B
| $3.75M | 0.01% |
102,342
+62,126
| +154% | +$2.21M |
|
|
PMFG
1304
DELISTED
PMFG INC COM STK (DE)
PMFG
| $3.75M | 0.01% |
627,568
+79,510
| +15% | +$566K |
|
1305
Nuveen Real Estate Income Fund
JRS
$245M
| $3.74M | 0.01% |
349,288
-61,106
| -15% | -$637K |
|
1306
Royce Value Trust
RVT
$2.28B
| $3.74M | 0.01% |
237,721
+42,196
| +22% | +$659K |
|
|
MVF
1307
DELISTED
BlackRock MuniVest Fund
MVF
| $3.73M | 0.01% |
391,639
-52,113
| -12% | -$491K |
|
|
IMGN
1308
DELISTED
Immunogen Inc
IMGN
| $3.73M | 0.01% |
249,520
+30,370
| +14% | +$479K |
|
|
AWAY
1309
DELISTED
HOMEAWAY INC COM
AWAY
| $3.72M | 0.01% |
98,846
+15,777
| +19% | +$666K |
|
|
NRF
1310
DELISTED
NorthStar Realty Finance Corp.
NRF
| $3.72M | 0.01% |
117,429
+51,895
| +79% | +$1.53M |
|
1311
iShares National Muni Bond ETF
MUB
$45.3B
| $3.72M | 0.01% |
34,760
+15,273
| +78% | +$1.62M |
|
|
BFK
1312
DELISTED
BlackRock Municipal Income Trust
BFK
| $3.72M | 0.01% |
279,080
-28,400
| -9% | -$373K |
|
1313
T-Mobile US
TMUS
$193B
| $3.71M | 0.01% |
112,366
+32,923
| +41% | +$1.04M |
|
1314
HCA Healthcare
HCA
$88.3B
| $3.71M | 0.01% |
70,612
-25,478
| -27% | -$1.27M |
|
|
PIR
1315
DELISTED
Pier 1 Imports, Inc.
PIR
| $3.69M | 0.01% |
9,758
+2,460
| +34% | +$967K |
|
|
AWP
1316
abrdn Global Premier Properties Fund
AWP
$367M
| $3.68M | 0.01% |
174,089
-85,365
| -33% | -$1.81M |
|
1317
CALL
Vodafone
VOD
$36.9B
| $3.68M | 0.01% |
+100,000
| New | +$3.85M |
|
|
GOLD
1318
DELISTED
Randgold Resources Ltd
GOLD
| $3.68M | 0.01% |
49,771
-1,726
| -3% | -$126K |
|
|
PES
1319
DELISTED
Pioneer Energy Services Corp.
PES
| $3.68M | 0.01% |
283,878
+1,091
| +0.4% | +$10.9K |
|
1320
Enbridge
ENB
$113B
| $3.66M | 0.01% |
80,517
-2,755
| -3% | -$119K |
|
1321
Lazard
LAZ
$4.22B
| $3.66M | 0.01% |
77,777
+41,273
| +113% | +$1.86M |
|
|
NCP
1322
DELISTED
NUVEEN CALIF PERF MUNI FUND
NCP
| $3.65M | 0.01% |
264,291
-56,361
| -18% | -$778K |
|
|
WGL
1323
DELISTED
Wgl Holdings
WGL
| $3.65M | 0.01% |
91,152
+14,803
| +19% | +$571K |
|
1324
Neurocrine Biosciences
NBIX
$16.2B
| $3.64M | 0.01% |
226,130
-27,244
| -11% | -$466K |
|
1325
Archrock
AROC
$5.88B
| $3.64M | 0.01% |
82,960
+5,605
| +7% | +$209K |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.