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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAR icon
1276
Avis
CAR
$5.02B
$1.23M 0.01%
5,931
+2,009
+51% +$445K
WF icon
1277
Woori Financial
WF
$17.6B
$1.23M 0.01%
38,280
-2,957
-7% -$96.2K
LOGI icon
1278
Logitech
LOGI
$15.2B
$1.23M 0.01%
14,847
+422
+3% +$35.2K
AMBA icon
1279
Ambarella
AMBA
$3.81B
$1.21M 0.01%
5,984
+2,589
+76% +$480K
AMSF icon
1280
AMERISAFE
AMSF
$540M
$1.21M 0.01%
22,480
-839
-4% -$46.9K
GLV
1281
Clough Global Dividend & Income Fund
GLV
$78.1M
$1.21M 0.01%
112,801
+68,075
+152% +$758K
MAG
1282
DELISTED
MAG Silver
MAG
$1.21M 0.01%
77,054
-30,477
-28% -$533K
MMD
1283
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$1.2M 0.01%
55,297
-1,692
-3% -$36.1K
GSKY
1284
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$1.2M 0.01%
105,835
+59,569
+129% +$698K
CTR
1285
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$1.2M 0.01%
50,635
-5,656
-10% -$142K
BUD icon
1286
AB InBev
BUD
$165B
$1.19M 0.01%
19,699
+872
+5% +$50.7K
UBS icon
1287
UBS Group
UBS
$176B
$1.19M 0.01%
66,696
-16,460
-20% -$290K
EDF
1288
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$171M
$1.19M 0.01%
177,955
+37,761
+27% +$266K
PAI
1289
Western Asset Investment Grade Income Fund
PAI
$114M
$1.19M 0.01%
75,822
+4,348
+6% +$68.9K
ARGX icon
1290
argenx
ARGX
$54.1B
$1.18M 0.01%
3,376
-81
-2% -$24.6K
WCN
1291
Waste Connections
WCN
$42B
$1.17M 0.01%
+8,600
New +$1.14M
SFM icon
1292
Sprouts Farmers Market
SFM
$8.01B
$1.17M 0.01%
39,437
-28,040
-42% -$702K
IX icon
1293
ORIX
IX
$43.5B
$1.17M 0.01%
57,435
-6,400
-10% -$127K
AWR icon
1294
American States Water
AWR
$3.46B
$1.17M 0.01%
11,292
-4,482
-28% -$422K
BKU icon
1295
Bankunited
BKU
$3.36B
$1.17M 0.01%
27,593
-6,128
-18% -$257K
BNS icon
1296
Scotiabank
BNS
$108B
$1.16M 0.01%
16,193
-15,006
-48% -$992K
MCHB
1297
Mechanics Bancorp
MCHB
$3.68B
$1.16M 0.01%
+22,305
New +$1.07M
RMBS icon
1298
Rambus
RMBS
$11B
$1.16M 0.01%
39,289
-31,298
-44% -$796K
CHDN icon
1299
Churchill Downs
CHDN
$6.12B
$1.15M 0.01%
9,570
-4,012
-30% -$476K
CNX icon
1300
CNX Resources
CNX
$5.2B
$1.15M 0.01%
83,493
-63,217
-43% -$889K
50 51
52
53 54

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.