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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BYND icon
1276
Beyond Meat
BYND
$277M
$1.26M 0.01%
9,685
-261
-3% -$38.4K
FLGT icon
1277
Fulgent Genetics
FLGT
$527M
$1.26M 0.01%
13,042
-12,238
-48% -$1.26M
BANF icon
1278
BancFirst
BANF
$3.8B
$1.25M 0.01%
17,724
-23,793
-57% -$1.58M
IR icon
1279
Ingersoll Rand
IR
$33.7B
$1.25M 0.01%
25,384
-783
-3% -$36.2K
RNP icon
1280
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$1.25M 0.01%
51,226
-11,849
-19% -$272K
CGBD icon
1281
Carlyle Secured Lending
CGBD
$758M
$1.25M 0.01%
94,361
-21,346
-18% -$258K
ICSH icon
1282
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$1.24M 0.01%
24,616
-625
-2% -$31.6K
JPS
1283
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.24M 0.01%
127,864
-34,091
-21% -$321K
QS icon
1284
QuantumScape Corp
QS
$3.74B
$1.24M 0.01%
+27,660
New +$1.45M
SRC
1285
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$1.24M 0.01%
29,097
-86,202
-75% -$3.53M
CACI icon
1286
CACI
CACI
$14.2B
$1.23M 0.01%
4,987
-773
-13% -$185K
CBOE icon
1287
Cboe Global Markets
CBOE
$29.9B
$1.23M 0.01%
12,461
-417
-3% -$40.7K
ALRM icon
1288
Alarm.com
ALRM
$2.85B
$1.23M 0.01%
14,198
-5,516
-28% -$520K
AQN icon
1289
Algonquin Power & Utilities
AQN
$4.42B
$1.23M 0.01%
77,387
-38,049
-33% -$628K
EXK
1290
Endeavour Silver
EXK
$2.83B
$1.23M 0.01%
247,091
-60,950
-20% -$327K
HAFC icon
1291
Hanmi Financial
HAFC
$946M
$1.23M 0.01%
62,145
+13,925
+29% +$226K
FRPT icon
1292
Freshpet
FRPT
$3.22B
$1.22M 0.01%
7,693
-572
-7% -$86.3K
PHK
1293
PIMCO High Income Fund
PHK
$880M
$1.22M 0.01%
181,051
+140,135
+342% +$883K
FRTA
1294
DELISTED
Forterra, Inc
FRTA
$1.22M 0.01%
+52,517
New +$1.13M
COLL icon
1295
Collegium Pharmaceutical
COLL
$956M
$1.22M 0.01%
51,449
+19,879
+63% +$472K
FDS icon
1296
Factset
FDS
$10.2B
$1.21M 0.01%
3,919
+150
+4% +$47.5K
PODD icon
1297
Insulet
PODD
$9.79B
$1.21M 0.01%
4,622
+1,276
+38% +$342K
VEDL
1298
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$1.21M 0.01%
95,826
-1,525
-2% -$16.6K
ACHC icon
1299
Acadia Healthcare
ACHC
$2.94B
$1.2M 0.01%
21,065
+9,793
+87% +$530K
QLYS icon
1300
Qualys
QLYS
$6.35B
$1.2M 0.01%
11,465
-1,185
-9% -$133K
50 51
52
53 54

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.