We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEM
1276
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$1.13M 0.01%
67,190
+12,480
+23% +$189K
CMP icon
1277
Compass Minerals
CMP
$1.15B
$1.12M 0.01%
18,165
-3,386
-16% -$210K
LXP icon
1278
LXP Industrial Trust
LXP
$3.57B
$1.12M 0.01%
21,125
-5,244
-20% -$277K
ENTG icon
1279
Entegris
ENTG
$23.2B
$1.12M 0.01%
11,621
-257
-2% -$22.5K
POWI icon
1280
Power Integrations
POWI
$3.61B
$1.11M 0.01%
13,625
+4,232
+45% +$287K
ORAN
1281
DELISTED
Orange
ORAN
$1.11M 0.01%
94,031
+8,390
+10% +$98.2K
ADNT icon
1282
Adient
ADNT
$1.5B
$1.11M 0.01%
32,053
+9,356
+41% +$264K
PFN
1283
PIMCO Income Strategy Fund II
PFN
$703M
$1.11M 0.01%
111,706
+22,986
+26% +$218K
NIM icon
1284
Nuveen Select Maturities Municipal Fund
NIM
$117M
$1.1M 0.01%
103,491
+54,359
+111% +$570K
PPC icon
1285
Pilgrim's Pride
PPC
$6.54B
$1.1M 0.01%
56,332
-8,370
-13% -$152K
LHCG
1286
DELISTED
LHC Group LLC
LHCG
$1.1M 0.01%
5,175
-1,187
-19% -$253K
MOG.A icon
1287
Moog Inc Class A
MOG.A
$12.8B
$1.1M 0.01%
13,915
-554
-4% -$40.6K
PRI icon
1288
Primerica
PRI
$9.89B
$1.1M 0.01%
8,218
+307
+4% +$38.6K
EXD
1289
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$1.1M 0.01%
111,227
-1,180
-1% -$11.3K
WAB icon
1290
Wabtec
WAB
$49.3B
$1.1M 0.01%
15,031
+3,448
+30% +$236K
ZTR
1291
Virtus Total Return Fund
ZTR
$339M
$1.1M 0.01%
125,189
-10,390
-8% -$85.3K
CLF icon
1292
Cleveland-Cliffs
CLF
$6.99B
$1.1M 0.01%
+75,337
New +$763K
BMCH
1293
DELISTED
BMC Stock Holdings, Inc
BMCH
$1.1M 0.01%
20,435
– –
SMM
1294
DELISTED
Salient Midstream & MLP Fund
SMM
$1.1M 0.01%
256,650
-28,795
-10% -$116K
ALSN icon
1295
Allison Transmission
ALSN
$9.82B
$1.09M 0.01%
25,337
-32,839
-56% -$1.32M
TNL icon
1296
Travel + Leisure Co
TNL
$4.7B
$1.09M 0.01%
24,371
+7,543
+45% +$296K
W icon
1297
Wayfair
W
$14.6B
$1.09M 0.01%
4,821
+189
+4% +$50.2K
ENIA
1298
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$1.09M 0.01%
132,537
+10,343
+8% +$75.4K
FIT
1299
DELISTED
Fitbit, Inc. Class A common stock
FIT
$1.09M 0.01%
160,129
– –
HMSY
1300
DELISTED
HMS Holdings Corp.
HMSY
$1.09M 0.01%
+29,602
New +$899K
50 51
52
53 54

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.