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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNX icon
1276
TD Synnex
SNX
$20.4B
$3.52M 0.01%
55,662
-1,512
-3% -$89.2K
PFX icon
1277
PhenixFIN
PFX
$83.1M
$3.51M 0.01%
29,375
+589
+2% +$73K
ARDC
1278
Are Dynamic Credit Allocation Fund
ARDC
$297M
$3.5M 0.01%
213,396
+35,365
+20% +$578K
X
1279
DELISTED
US Steel
X
$3.5M 0.01%
136,278
-6,369
-4% -$156K
MRCY icon
1280
Mercury Systems
MRCY
$5.83B
$3.49M 0.01%
67,299
+5,548
+9% +$256K
PZC
1281
DELISTED
PIMCO California Municipal Income Fund III
PZC
$3.49M 0.01%
320,782
-76,406
-19% -$838K
MUH
1282
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$3.49M 0.01%
222,487
-14,969
-6% -$239K
ATR icon
1283
AptarGroup
ATR
$8.55B
$3.48M 0.01%
40,349
-15,240
-27% -$1.3M
MEI icon
1284
Methode Electronics
MEI
$496M
$3.47M 0.01%
81,998
+3,217
+4% +$128K
AX icon
1285
Axos Financial
AX
$5.77B
$3.47M 0.01%
121,854
-1,409
-1% -$36.8K
KMPR icon
1286
Kemper
KMPR
$1.67B
$3.46M 0.01%
65,246
+17,391
+36% +$793K
AMAG
1287
DELISTED
AMAG Pharmaceuticals
AMAG
$3.46M 0.01%
187,357
+22,834
+14% +$426K
KS
1288
DELISTED
KapStone Paper and Pack Corp.
KS
$3.45M 0.01%
160,648
+3,333
+2% +$74.1K
ATCO
1289
DELISTED
Atlas Corp.
ATCO
$3.44M 0.01%
484,812
-96,939
-17% -$667K
AU icon
1290
AngloGold Ashanti
AU
$40.1B
$3.43M 0.01%
369,692
+67,674
+22% +$654K
TK icon
1291
Teekay
TK
$1.01B
$3.43M 0.01%
384,200
-82,480
-18% -$722K
TREX icon
1292
Trex
TREX
$4.51B
$3.43M 0.01%
152,288
+12,448
+9% +$237K
ORAN
1293
DELISTED
Orange
ORAN
$3.42M 0.01%
208,499
+21,578
+12% +$360K
E icon
1294
ENI
E
$80.5B
$3.42M 0.01%
103,444
+8,485
+9% +$267K
AVK
1295
Advent Convertible and Income Fund
AVK
$543M
$3.42M 0.01%
216,505
-39,602
-15% -$625K
PRSU
1296
Pursuit Attractions and Hospitality Inc
PRSU
$1.39B
$3.41M 0.01%
56,009
+4,715
+9% +$250K
RICE
1297
DELISTED
Rice Energy Inc.
RICE
$3.41M 0.01%
117,745
+58,420
+98% +$1.6M
WDR
1298
DELISTED
Waddell & Reed Financial, Inc.
WDR
$3.4M 0.01%
169,428
+42,711
+34% +$821K
USA icon
1299
Liberty All-Star Equity Fund
USA
$1.79B
$3.39M 0.01%
562,606
+78,735
+16% +$452K
CARS icon
1300
Cars.com
CARS
$662M
$3.38M 0.01%
127,054
+25,612
+25% +$650K
50 51
52
53 54

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.