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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CATY icon
1276
Cathay General Bancorp
CATY
$4.29B
$3.28M 0.01%
86,303
+11,244
+15% +$381K
FHI icon
1277
Federated Hermes
FHI
$4.81B
$3.28M 0.01%
115,887
+69,645
+151% +$1.93M
BMI icon
1278
Badger Meter
BMI
$4.05B
$3.27M 0.01%
88,586
+4,284
+5% +$150K
LM
1279
DELISTED
Legg Mason, Inc.
LM
$3.27M 0.01%
109,283
-687,294
-86% -$21.6M
SJR
1280
DELISTED
Shaw Communications Inc.
SJR
$3.27M 0.01%
162,827
+69,475
+74% +$1.38M
SNV
1281
DELISTED
Synovus
SNV
$3.26M 0.01%
79,410
+4,603
+6% +$169K
NKTR icon
1282
Nektar Therapeutics
NKTR
$2.47B
$3.25M 0.01%
17,670
-2,971
-14% -$604K
SEMG
1283
DELISTED
SEMGROUP CORPORATION
SEMG
$3.25M 0.01%
77,843
+15,965
+26% +$572K
CDE icon
1284
Coeur Mining
CDE
$18B
$3.25M 0.01%
357,296
-131,206
-27% -$1.35M
HZNP
1285
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$3.24M 0.01%
200,461
-47,661
-19% -$864K
GPI icon
1286
Group 1 Automotive
GPI
$3.37B
$3.23M 0.01%
41,473
+19,975
+93% +$1.37M
LITE icon
1287
Lumentum
LITE
$66.3B
$3.23M 0.01%
83,617
+68,798
+464% +$2.74M
SPN
1288
DELISTED
Superior Energy Services, Inc.
SPN
$3.23M 0.01%
19,131
+3,565
+23% +$595K
AAWW
1289
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$3.19M 0.01%
61,257
+4,196
+7% +$198K
CGO
1290
Calamos Global Total Return Fund
CGO
$127M
$3.19M 0.01%
303,074
-28,784
-9% -$309K
SLV icon
1291
iShares Silver Trust
SLV
$30B
$3.19M 0.01%
211,260
-12,067
-5% -$196K
SYNH
1292
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$3.19M 0.01%
60,678
-19,831
-25% -$960K
IAE
1293
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$93.5M
$3.19M 0.01%
366,221
-16,202
-4% -$149K
SCD
1294
LMP Capital and Income Fund
SCD
$358M
$3.18M 0.01%
239,491
+48,550
+25% +$631K
EVA
1295
DELISTED
Enviva Inc.
EVA
$3.18M 0.01%
+118,697
New +$3.22M
NBIX icon
1296
Neurocrine Biosciences
NBIX
$16.6B
$3.18M 0.01%
82,145
-6,420
-7% -$291K
GDXJ icon
1297
VanEck Junior Gold Miners ETF
GDXJ
$7.86B
$3.18M 0.01%
100,689
-29,695
-23% -$1.08M
AVP
1298
DELISTED
Avon Products, Inc.
AVP
$3.18M 0.01%
630,088
+6,625
+1% +$38.5K
PCN
1299
PIMCO Corporate & Income Strategy Fund
PCN
$874M
$3.16M 0.01%
213,853
+26,198
+14% +$387K
Z icon
1300
Zillow
Z
$8.26B
$3.16M 0.01%
86,678
-4,710
-5% -$166K
50 51
52
53 54

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AAMU
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WANY
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.