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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KSM
1251
DELISTED
DWS Strategic Municipal Income Trust
KSM
$868K 0.01%
102,331
-4,226
-4% -$35.8K
UTZ icon
1252
Utz Brands
UTZ
$1.25B
$865K 0.01%
52,534
-57
-0.1% -$943
HAPN
1253
Happen Inc
HAPN
$2.24B
$864K 0.01%
119,864
-1,825
-1% -$16.3K
GLV
1254
Clough Global Dividend & Income Fund
GLV
$78.1M
$861K 0.01%
148,883
-19,792
-12% -$121K
ALLE icon
1255
Allegion
ALLE
$14.4B
$860K 0.01%
8,061
-1,096
-12% -$123K
HAFC icon
1256
Hanmi Financial
HAFC
$946M
$858K 0.01%
46,201
-3,141
-6% -$71.4K
JPI
1257
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$856K 0.01%
48,538
+19,221
+66% +$367K
CNA icon
1258
CNA Financial
CNA
$14.1B
$856K 0.01%
21,923
-141
-0.6% -$5.91K
ICUI icon
1259
ICU Medical
ICUI
$4.61B
$849K 0.01%
5,148
+121
+2% +$20.8K
TFX icon
1260
Teleflex
TFX
$5.98B
$848K 0.01%
3,349
+29
+0.9% +$7.03K
CEMB icon
1261
iShares JPMorgan EM Corporate Bond ETF
CEMB
$412M
$847K 0.01%
19,455
-117
-0.6% -$5.09K
BANC icon
1262
Banc of California
BANC
$2.97B
$844K 0.01%
67,381
+25,375
+60% +$410K
PRTA icon
1263
Prothena Corp
PRTA
$450M
$843K 0.01%
+17,390
New +$919K
WY icon
1264
Weyerhaeuser
WY
$18.4B
$841K 0.01%
27,928
+3,337
+14% +$105K
UNVR
1265
DELISTED
Univar Solutions Inc.
UNVR
$840K 0.01%
23,978
+8,761
+58% +$297K
MZTI
1266
The Marzetti Company
MZTI
$3.11B
$838K 0.01%
4,131
+1,707
+70% +$332K
CLB icon
1267
Core Laboratories
CLB
$521M
$837K 0.01%
37,978
+11,925
+46% +$279K
PATH icon
1268
UiPath
PATH
$7.8B
$834K 0.01%
47,512
-11,766
-20% -$178K
RDY icon
1269
Dr. Reddy's Laboratories
RDY
$10.2B
$833K 0.01%
73,175
+49,315
+207% +$532K
ESNT icon
1270
Essent Group
ESNT
$6.33B
$833K 0.01%
20,802
+12,884
+163% +$530K
SPOT icon
1271
Spotify
SPOT
$100B
$826K 0.01%
6,183
+2,895
+88% +$331K
GEHC icon
1272
GE HealthCare
GEHC
$32.4B
$826K 0.01%
+10,071
New +$719K
DAY
1273
DELISTED
Dayforce
DAY
$826K 0.01%
11,282
-2,490
-18% -$177K
CCU icon
1274
Compañía de Cervecerías Unidas
CCU
$2.21B
$826K 0.01%
52,819
+41,113
+351% +$616K
NGVT icon
1275
Ingevity
NGVT
$2.68B
$826K 0.01%
11,543
-8,696
-43% -$690K
49 50
51
52 53

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.