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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-12.27%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.8B
AUM Growth
-$3.54B
Cap. Flow
-$1.51B
Cap. Flow %
-12.8%
Top 10 Hldgs %
16.04%
Holding
2,504
New
115
Increased
632
Reduced
1,400
Closed
347

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$32.8M
2
LKQ icon
LKQ Corp
LKQ
+$11.5M
3
CI icon
Cigna
CI
+$9.49M
4
AA icon
Alcoa
AA
+$8.61M
5
UNP icon
Union Pacific
UNP
+$8.52M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$54.2M
2
AMZN icon
Amazon
AMZN
+$48M
3
MSFT icon
Microsoft
MSFT
+$47.2M
4
PX
Praxair Inc
PX
+$35.7M
5
ESRX
Express Scripts Holding Company
ESRX
+$29.8M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 10.84%
3 Financials 9.42%
4 Consumer Discretionary 7.51%
5 Consumer Staples 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNP
1251
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$1.32M 0.01%
18,687
-79
-0.4% -$6.6K
HL icon
1252
Hecla Mining
HL
$10.7B
$1.32M 0.01%
558,158
+58,781
+12% +$150K
JLL icon
1253
Jones Lang LaSalle
JLL
$16.7B
$1.32M 0.01%
10,404
+4,637
+80% +$627K
TIER
1254
DELISTED
TIER REIT, Inc.
TIER
$1.31M 0.01%
63,402
-1,847
-3% -$41.4K
AN icon
1255
AutoNation
AN
$6.99B
$1.3M 0.01%
36,550
-1,197
-3% -$45.3K
CAKE icon
1256
Cheesecake Factory
CAKE
$5.34B
$1.3M 0.01%
29,890
-3,566
-11% -$173K
MUS
1257
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$1.3M 0.01%
114,489
-70,902
-38% -$804K
CTBI icon
1258
Community Trust Bancorp
CTBI
$1.42B
$1.29M 0.01%
32,710
+8,362
+34% +$367K
TEN
1259
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$1.29M 0.01%
47,008
-5,151
-10% -$172K
LOGM
1260
DELISTED
LogMein, Inc.
LOGM
$1.28M 0.01%
15,756
-10,832
-41% -$914K
SCD
1261
LMP Capital and Income Fund
SCD
$360M
$1.28M 0.01%
119,896
-13,809
-10% -$170K
TD icon
1262
Toronto Dominion Bank
TD
$200B
$1.28M 0.01%
25,731
-3,588
-12% -$196K
ZAYO
1263
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$1.28M 0.01%
55,971
-79,727
-59% -$2.18M
WLY icon
1264
John Wiley & Sons Class A
WLY
$2.72B
$1.28M 0.01%
27,197
-3,487
-11% -$188K
OR icon
1265
OR Royalties Inc
OR
$6.03B
$1.27M 0.01%
145,224
-32,259
-18% -$253K
LEO
1266
BNY Mellon Strategic Municipals
LEO
$384M
$1.26M 0.01%
176,138
-130,704
-43% -$943K
GL icon
1267
Globe Life
GL
$14.4B
$1.26M 0.01%
16,940
-2,582
-13% -$215K
NJR icon
1268
New Jersey Resources
NJR
$5.53B
$1.26M 0.01%
27,550
+2,337
+9% +$110K
SSYS icon
1269
Stratasys
SSYS
$760M
$1.26M 0.01%
69,808
+16,106
+30% +$337K
DISH
1270
DELISTED
DISH Network Corp.
DISH
$1.26M 0.01%
50,326
+13,004
+35% +$408K
IHD
1271
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$130M
$1.26M 0.01%
172,303
+62,539
+57% +$463K
VSH icon
1272
Vishay Intertechnology
VSH
$5.03B
$1.25M 0.01%
69,556
-47,453
-41% -$895K
YELP icon
1273
Yelp
YELP
$1.38B
$1.25M 0.01%
35,791
+14,429
+68% +$551K
FICO icon
1274
Fair Isaac
FICO
$22.3B
$1.25M 0.01%
6,688
+534
+9% +$104K
TEAM icon
1275
Atlassian
TEAM
$28B
$1.25M 0.01%
14,051
-4,325
-24% -$343K
49 50
51
52 53

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Guggenheim Capital held 2,504 positions worth $11.8B, down 23% from $15.3B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.51B in Q4 2018, closing 347 positions and reducing 1,400 holdings. Its most notable exit was Praxair Inc, an estimated $35.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Linde worth $32.4M.

  • Guggenheim Capital's largest Q4 2018 buy was Linde: 207,477 shares worth $32.4M.
  • Guggenheim Capital added most to LKQ Corp in Q4 2018, an estimated $11.5M increase.
  • Guggenheim Capital's biggest Q4 2018 reduction was Apple, cutting an estimated $54.2M.
  • Guggenheim Capital fully exited Praxair Inc in Q4 2018, selling an estimated $35.7M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $11.8B portfolio in Q4 2018.
  • Guggenheim Capital opened 115 new positions and closed 347 in Q4 2018.
  • Guggenheim Capital's portfolio value fell 23% quarter-over-quarter to $11.8B.

Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.