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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAL
1251
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$4.47M 0.01%
100,738
+7,736
+8% +$336K
ACAD icon
1252
Acadia Pharmaceuticals
ACAD
$4.43B
$4.45M 0.01%
196,756
-26,473
-12% -$553K
NXG
1253
NXG NextGen Infrastructure Income Fund
NXG
$327M
$4.44M 0.01%
39,031
+24,827
+175% +$2.7M
CMCSK
1254
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$4.43M 0.01%
82,500
+22,500
+38% +$1.21M
GA
1255
DELISTED
GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS)
GA
$4.42M 0.01%
372,853
-84,714
-19% -$994K
MCA
1256
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$4.38M 0.01%
297,365
-7,911
-3% -$117K
GE icon
1257
PUT
GE Aerospace
GE
$374B
$4.36M 0.01%
+34,429
New +$4.38M
MBB icon
1258
iShares MBS ETF
MBB
$38.9B
$4.36M 0.01%
40,289
-10,881
-21% -$1.17M
PZC
1259
DELISTED
PIMCO California Municipal Income Fund III
PZC
$4.36M 0.01%
411,987
+17,042
+4% +$176K
WLK icon
1260
Westlake Corp
WLK
$9.03B
$4.35M 0.01%
51,930
-13,282
-20% -$994K
YHOO
1261
CALL
DELISTED
Yahoo Inc
YHOO
$4.35M 0.01%
123,800
+23,800
+24% +$831K
GDL
1262
GDL Fund
GDL
$91.6M
$4.34M 0.01%
399,493
+92,030
+30% +$1.01M
ACOR
1263
DELISTED
Acorda Therapeutics
ACOR
$4.34M 0.01%
1,072
-167
-13% -$681K
HMN icon
1264
Horace Mann Educators
HMN
$2.1B
$4.32M 0.01%
138,211
-4,726
-3% -$140K
IAF
1265
abrdn Australia Equity Fund
IAF
$122M
$4.32M 0.01%
158,384
+38,146
+32% +$1.04M
TDW icon
1266
Tidewater
TDW
$3.73B
$4.31M 0.01%
2,379
+626
+36% +$1.04M
KMX icon
1267
PUT
CarMax
KMX
$8.13B
$4.29M 0.01%
+82,500
New +$3.75M
TTEK icon
1268
Tetra Tech
TTEK
$8.49B
$4.29M 0.01%
779,145
+44,380
+6% +$243K
BWP
1269
DELISTED
Boardwalk Pipeline Partners
BWP
$4.28M 0.01%
231,067
-14,734
-6% -$241K
ARRS
1270
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$4.27M 0.01%
131,307
+54,016
+70% +$1.6M
CWT icon
1271
California Water Service
CWT
$3.1B
$4.26M 0.01%
176,094
+4,751
+3% +$107K
JRI icon
1272
Nuveen Real Asset Income & Growth Fund
JRI
$356M
$4.26M 0.01%
209,874
+69,596
+50% +$1.35M
PCF
1273
High Income Securities Fund
PCF
$98.8M
$4.26M 0.01%
488,996
-11,456
-2% -$97.8K
AJG icon
1274
Arthur J. Gallagher & Co
AJG
$64.1B
$4.25M 0.01%
91,266
+5,115
+6% +$233K
CHD icon
1275
Church & Dwight Co
CHD
$23.4B
$4.25M 0.01%
121,496
+19,982
+20% +$687K
49 50
51
52 53

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.